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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)12 years in industry

Matthew Patrick Holmes

Advisor at ALLWORTH FINANCIAL, L.P.

INDIANAPOLIS, IN | FOLSOM, CA

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Search this name across graphsid dfx:ria:e66d1898-0082-d9c8-ff67-beb66c39b5a2

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 5:11 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 4
On other graphs: 0
Observed: Sep 10, 2014 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: ALLWORTH FINANCIAL, L.P.
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 1, 2014earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 6
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner
Exams: S66
First exam: Sep 5, 2014
First registration: Sep 10, 2014
Dual registered: yes, broker-dealer
Other names: MATTHEW HOLMES|MATTHEW PATRICK HOLMES|MATTHEW P HOLMES|MATT HOLMES
IAPD individual key: 6351746

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
ALLWORTH FINANCIAL, L.P.	Bd affiliated wealth	Dec 2, 2024	n/a	yes	INDIANAPOLIS, IN\|FOLSOM, CA	Current employment
WEALTHPOINT ADVISORS LLC	Former SEC adviser	May 10, 2024	Dec 31, 2024	no	INDIANAPOLIS, IN	Previous registration
THRIVENT INVESTMENT MANAGEMENT INC.	Bd affiliated wealth	Feb 14, 2024	Mar 1, 2024	no	MINNEAPOLIS, MN	Previous registration
FORVIS MAZARS WEALTH ADVISORS, LLC	Independent wealth	Apr 8, 2022	Jan 9, 2024	no	SPRINGFIELD, MO\|Indianapolis, IN	Previous registration
CHARLES SCHWAB & CO., INC.	National bd RIA	Mar 13, 2018	Mar 3, 2022	no	Indianapolis, IN	Previous registration
TD AMERITRADE INVESTMENT MANAGEMENT, LLC	Former SEC adviser	Sep 10, 2014	Feb 9, 2018	no	Fort Worth, TX\|OMAHA, NE\|Indianapolis, IN	Previous registration
TD AMERITRADE, INC.	Former SEC adviser	Sep 10, 2014	Feb 9, 2018	no	OMAHA, NE\|FORT WORTH, TX\|Indianapolis, IN	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
WEALTHPOINT ADVISORS LLC	ALLWORTH FINANCIAL, L.P.	Dec 31, 2024	Dec 2, 2024	-29	Firm change	RIA to ibd
THRIVENT INVESTMENT MANAGEMENT INC.	WEALTHPOINT ADVISORS LLC	Mar 1, 2024	May 10, 2024	70	Firm change	Ibd to RIA
FORVIS MAZARS WEALTH ADVISORS, LLC	THRIVENT INVESTMENT MANAGEMENT INC.	Jan 9, 2024	Feb 14, 2024	36	Firm change	RIA to ibd
CHARLES SCHWAB & CO., INC.	FORVIS MAZARS WEALTH ADVISORS, LLC	Mar 3, 2022	Apr 8, 2022	36	Firm change	Ibd to RIA
TD AMERITRADE, INC.	TD AMERITRADE INVESTMENT MANAGEMENT, LLC	Feb 9, 2018	Sep 10, 2014	-1,248	Firm change after gap	Other
TD AMERITRADE INVESTMENT MANAGEMENT, LLC	TD AMERITRADE, INC.	Feb 9, 2018	Sep 10, 2014	-1,248	Channel change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
151723:111167:IN:2024-12-31	Dec 31, 2024	Dec 2, 2024	INDIANAPOLIS, IN	Firm change

Relationships

Registered with (7)

→ ALLWORTH FINANCIAL, L.P.Registered adviserregistration: current employment
Dec 2, 2024 to presentfactForm ADV
→ WEALTHPOINT ADVISORS LLCRegistered adviserregistration: previous registration
May 10, 2024 to Dec 31, 2024factForm ADV
→ THRIVENT INVESTMENT MANAGEMENT INC.Registered adviserregistration: previous registration
Feb 14, 2024 to Mar 1, 2024factForm ADV
→ FORVIS MAZARS WEALTH ADVISORS, LLCRegistered adviserregistration: previous registration
Apr 8, 2022 to Jan 9, 2024factForm ADV
→ CHARLES SCHWAB & CO., INC.Registered adviserregistration: previous registration
Mar 13, 2018 to Mar 3, 2022factForm ADV
→ TD AMERITRADE INVESTMENT MANAGEMENT, LLCRegistered adviserregistration: previous registration
Sep 10, 2014 to Feb 9, 2018factForm ADV
→ TD AMERITRADE, INC.Registered adviserregistration: previous registration
Sep 10, 2014 to Feb 9, 2018factForm ADV

Dated events

Occurred
Dec 31, 2024
Advisor changed firm
Matthew Patrick Holmes left Wealthpoint Advisors Llc for Allworth Financial, L.P. (registered 2024-12-02)
Form ADVobserved 5 days ago
Occurred
Mar 1, 2024
Advisor changed firm
Matthew Patrick Holmes left Thrivent Investment Management Inc. for Wealthpoint Advisors Llc (registered 2024-05-10)
Form ADVobserved 5 days ago
Occurred
Jan 9, 2024
Advisor changed firm
Matthew Patrick Holmes left Forvis Mazars Wealth Advisors, Llc for Thrivent Investment Management Inc. (registered 2024-02-14)
Form ADVobserved 5 days ago
Occurred
Mar 3, 2022
Advisor changed firm
Matthew Patrick Holmes left Charles Schwab & Co., Inc. for Forvis Mazars Wealth Advisors, Llc (registered 2022-04-08)
Form ADVobserved 5 days ago