DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Matthew Patrick Holmes

Allworth Financial, L.P.BD affiliatedIndianapolis, In dual registrantIAPD 6351746

Certified Financial Planner

Feed of 09/14/2026

Also filed as Matthew Holmes

At current firm

1 y

since Dec 2, 2024

In the industry

12 y

since Jun 1, 2014 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Allworth Financial, L.P. BD affiliated current
since Dec 2, 2024 · Indianapolis, In
Wealthpoint Advisors LLC former
May 10, 2024 to Dec 31, 2024 · Indianapolis, In
Thrivent Investment Management Inc. BD affiliated
Feb 14, 2024 to Mar 1, 2024 · Minneapolis, Mn
Forvis Mazars Wealth Advisors, LLC independent RIA
Apr 8, 2022 to Jan 9, 2024 · Springfield, Mo
Charles Schwab & Co., Inc. national BD
Mar 13, 2018 to Mar 3, 2022 · Indianapolis, In
Td Ameritrade Investment Management, LLC former
Sep 10, 2014 to Feb 9, 2018 · Fort Worth, Tx
Td Ameritrade, Inc. former
Sep 10, 2014 to Feb 9, 2018 · Omaha, Ne

Moves

a registration end followed by a registration begin elsewhere

Wealthpoint Advisors LLC to Allworth Financial, L.P.
left Dec 31, 2024, registered Dec 2, 2024 (-29 days) · RIA to affiliated broker-dealer or bank · moved with a team
Thrivent Investment Management Inc. to Wealthpoint Advisors LLC
left Mar 1, 2024, registered May 10, 2024 (70 days) · Affiliated broker-dealer or bank to independent RIA
Forvis Mazars Wealth Advisors, LLC to Thrivent Investment Management Inc.
left Jan 9, 2024, registered Feb 14, 2024 (36 days) · RIA to affiliated broker-dealer or bank
Charles Schwab & Co., Inc. to Forvis Mazars Wealth Advisors, LLC
left Mar 3, 2022, registered Apr 8, 2022 (36 days) · Affiliated broker-dealer or bank to independent RIA
Td Ameritrade, Inc. to Td Ameritrade Investment Management, LLC
left Feb 9, 2018, registered Sep 10, 2014 (-1248 days) · Other
Td Ameritrade Investment Management, LLC to Td Ameritrade, Inc.
left Feb 9, 2018, registered Sep 10, 2014 (-1248 days) · channel change inside one enterprise, not a move

Signals

Matthew Patrick Holmes left Wealthpoint Advisors Llc for Allworth Financial, L.P. (registered 2024-12-02)
Dec 31, 2024 · Advisor changed firm · fact
Matthew Patrick Holmes left Thrivent Investment Management Inc. for Wealthpoint Advisors Llc (registered 2024-05-10)
Mar 1, 2024 · Advisor changed firm · fact
Matthew Patrick Holmes left Forvis Mazars Wealth Advisors, Llc for Thrivent Investment Management Inc. (registered 2024-02-14)
Jan 9, 2024 · Advisor changed firm · fact
Matthew Patrick Holmes left Charles Schwab & Co., Inc. for Forvis Mazars Wealth Advisors, Llc (registered 2022-04-08)
Mar 3, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 12derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address