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RIA / WealthAdvisordual registered (broker-dealer)27 years in industry

Kent Allan Colwell

Advisor at TRANSAMERICA RETIREMENT ADVISORS, LLC

Vista, CA

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Search this name across graphsid dfx:ria:e671308b-2222-68c6-8f15-a6552f0ea85f

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 11:25 AM UTC and rebuilt at most every 15 minutes.

Relationships: 9
Dated events: 0
On other graphs: 0
Observed: Oct 19, 2004 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: TRANSAMERICA RETIREMENT ADVISORS, LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Nov 2, 1998earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 8
Current registrations: 1
Registered states: 1
Exams: S63|S65
First exam: Nov 2, 1998
First registration: Oct 19, 2004
Dual registered: yes, broker-dealer
IAPD individual key: 1319397

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
TRANSAMERICA RETIREMENT ADVISORS, LLC	Bd affiliated wealth	Jul 31, 2019	n/a	yes	Vista, CA	Current employment
INTELLIGENCE DRIVEN ADVISERS, LLC	Independent wealth	Jan 3, 2019	Jun 5, 2019	no	CARLSBAD, CA	Previous registration
LABRUM WEALTH MANAGEMENT, LLC	Former SEC adviser	Nov 7, 2017	Mar 1, 2019	no	CARLSBAD, CA	Previous registration
CHOREO, LLC	Independent wealth	Feb 14, 2013	Apr 26, 2017	no	DES MOINES, IA\|LOS ANGELES, CA\|IRVINE, CA	Previous registration
LPL FINANCIAL LLC	Bd affiliated wealth	May 27, 2011	Dec 21, 2012	no	MAITLAND, FL\|MAITLAND, FL\|SAN DIEGO, CA	Previous registration
SAGEPOINT FINANCIAL, INC.	Former SEC adviser	Mar 22, 2011	May 18, 2011	no	MAITLAND, FL	Previous registration
EDWARD JONES	National bd RIA	Apr 26, 2010	Oct 14, 2010	no	NAPLES, FL\|DENVER, CO\|NAPLES, FL\|ST LOUIS, MO	Previous registration
VOYA FINANCIAL PARTNERS, LLC	Former SEC adviser	Mar 30, 2007	Oct 20, 2008	no	ISSAQUAH, WA\|SEATTLE, WA\|Parker, CO	Previous registration
PRINCIPAL SECURITIES, INC.	Bd affiliated wealth	Oct 19, 2004	Mar 26, 2007	no	SEATTLE, WA\|SEATTLE, WA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
INTELLIGENCE DRIVEN ADVISERS, LLC	TRANSAMERICA RETIREMENT ADVISORS, LLC	Jun 5, 2019	Jul 31, 2019	56	Firm change	RIA to ibd
LABRUM WEALTH MANAGEMENT, LLC	INTELLIGENCE DRIVEN ADVISERS, LLC	Mar 1, 2019	Jan 3, 2019	-57	Firm change after gap	RIA to new firm
CHOREO, LLC	LABRUM WEALTH MANAGEMENT, LLC	Apr 26, 2017	Nov 7, 2017	195	Firm change	Other
LPL FINANCIAL LLC	CHOREO, LLC	Dec 21, 2012	Feb 14, 2013	55	Firm change	Other
SAGEPOINT FINANCIAL, INC.	LPL FINANCIAL LLC	May 18, 2011	May 27, 2011	9	Firm change	Other
EDWARD JONES	SAGEPOINT FINANCIAL, INC.	Oct 14, 2010	Mar 22, 2011	159	Firm change	Other
VOYA FINANCIAL PARTNERS, LLC	EDWARD JONES	Oct 20, 2008	Apr 26, 2010	553	Firm change after gap	Other
PRINCIPAL SECURITIES, INC.	VOYA FINANCIAL PARTNERS, LLC	Mar 26, 2007	Mar 30, 2007	4	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
150734:299589:CA:2019-03-01	Mar 1, 2019	Jan 3, 2019	CARLSBAD, CA	Firm change after gap

Relationships

Registered with (9)

→ TRANSAMERICA RETIREMENT ADVISORS, LLCRegistered adviserregistration: current employment
Jul 31, 2019 to presentfactForm ADV
→ INTELLIGENCE DRIVEN ADVISERS, LLCRegistered adviserregistration: previous registration
Jan 3, 2019 to Jun 5, 2019factForm ADV
→ LABRUM WEALTH MANAGEMENT, LLCRegistered adviserregistration: previous registration
Nov 7, 2017 to Mar 1, 2019factForm ADV
→ CHOREO, LLCRegistered adviserregistration: previous registration
Feb 14, 2013 to Apr 26, 2017factForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
May 27, 2011 to Dec 21, 2012factForm ADV
→ SAGEPOINT FINANCIAL, INC.Registered adviserregistration: previous registration
Mar 22, 2011 to May 18, 2011factForm ADV
→ EDWARD JONESRegistered adviserregistration: previous registration
Apr 26, 2010 to Oct 14, 2010factForm ADV
→ VOYA FINANCIAL PARTNERS, LLCRegistered adviserregistration: previous registration
Mar 30, 2007 to Oct 20, 2008factForm ADV
→ PRINCIPAL SECURITIES, INC.Registered adviserregistration: previous registration
Oct 19, 2004 to Mar 26, 2007factForm ADV

Dated events

No dated event names this entity yet.