DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Kent Allan Colwell
Feed of 09/14/2026
At current firm
7 y
since Jul 31, 2019
In the industry
27 y
since Nov 2, 1998 (earliest exam, job or registration)
Prior registered firms
8
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Transamerica Retirement Advisors, LLC BD affiliated currentsince Jul 31, 2019 · Vista, Ca
- Intelligence Driven Advisers, LLC independent RIAJan 3, 2019 to Jun 5, 2019 · Carlsbad, Ca
- Labrum Wealth Management, LLC formerNov 7, 2017 to Mar 1, 2019 · Carlsbad, Ca
- Choreo, LLC independent RIAFeb 14, 2013 to Apr 26, 2017 · Des Moines, Ia
- LPL Financial LLC BD affiliatedMay 27, 2011 to Dec 21, 2012 · Maitland, Fl
- Sagepoint Financial, Inc. formerMar 22, 2011 to May 18, 2011 · Maitland, Fl
- Edward Jones national BDApr 26, 2010 to Oct 14, 2010 · Naples, Fl
- Voya Financial Partners, LLC formerMar 30, 2007 to Oct 20, 2008 · Issaquah, Wa
- Principal Securities, Inc. BD affiliatedOct 19, 2004 to Mar 26, 2007 · Seattle, Wa
Moves
a registration end followed by a registration begin elsewhere
- Intelligence Driven Advisers, LLC to Transamerica Retirement Advisors, LLCleft Jun 5, 2019, registered Jul 31, 2019 (56 days) · RIA to affiliated broker-dealer or bank
- Labrum Wealth Management, LLC to Intelligence Driven Advisers, LLCleft Mar 1, 2019, registered Jan 3, 2019 (-57 days) · RIA to a newly registered adviser · moved with a team
- Choreo, LLC to Labrum Wealth Management, LLCleft Apr 26, 2017, registered Nov 7, 2017 (195 days) · Other
- LPL Financial LLC to Choreo, LLCleft Dec 21, 2012, registered Feb 14, 2013 (55 days) · Other
- Sagepoint Financial, Inc. to LPL Financial LLCleft May 18, 2011, registered May 27, 2011 (9 days) · Other
- Edward Jones to Sagepoint Financial, Inc.left Oct 14, 2010, registered Mar 22, 2011 (159 days) · Other
- Voya Financial Partners, LLC to Edward Jonesleft Oct 20, 2008, registered Apr 26, 2010 (553 days) · Other
- Principal Securities, Inc. to Voya Financial Partners, LLCleft Mar 26, 2007, registered Mar 30, 2007 (4 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 27derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address