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RIA / WealthAdvisor16 years in industry

Joshua Roland Johnson

Advisor at MDRN CAPITAL

ANNAPOLIS, MD | Sarasota, FL

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Search this name across graphsid dfx:ria:e6762d2c-e72d-dade-384b-4e41425f6e43

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 10:34 AM UTC and rebuilt at most every 15 minutes.

Relationships: 9
Dated events: 2
On other graphs: 0
Observed: Nov 21, 2011 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: MDRN CAPITAL
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Apr 22, 2010earliest registration or exam on IAPD
Years in industry: 16derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 8
Current registrations: 1
Registered states: 1
Exams: S65|S63|S66
First exam: Apr 22, 2010
First registration: Nov 21, 2011
Dual registered: no
Other names: JOSHUA R JOHNSON|JOSHUA ROLAND JOHNSON|Joshua Johnson
IAPD individual key: 5755661

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
MDRN CAPITAL	Independent wealth	Sep 27, 2023	n/a	yes	Sarasota, FL\|ANNAPOLIS, MD	Current employment
SAGEPOINT FINANCIAL, INC.	Former SEC adviser	Jul 12, 2022	Jun 28, 2023	no	ST. PETERSBURG, FL\|SCOTTSDALE, AZ\|CLEARWATER, FL	Previous registration
SEVERIN INVESTMENTS LLC	Independent wealth	Dec 22, 2021	Feb 4, 2022	no	Clearwater, FL	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	May 24, 2018	Sep 21, 2018	no	FESTUS, MO\|FESTUS, MO\|FESTUS, MO	Previous registration
CETERA INVESTMENT ADVISERS LLC	Bd affiliated wealth	Jun 24, 2015	Aug 29, 2017	no	ST. LOUIS, MO\|BELLEVILLE, IL	Previous registration
PNC WEALTH MANAGEMENT	Bd affiliated wealth	Jul 8, 2014	Jun 3, 2015	no	KIRKWOOD, MO\|CLAYTON, MO	Previous registration
WELLS FARGO ADVISORS	Wirehouse	Jun 28, 2012	Jul 14, 2014	no	ST. LOUIS, MO	Previous registration
WELLS FARGO ADVISORS	Wirehouse	Jun 22, 2012	Jul 14, 2014	no	ST. LOUIS, MO	Previous registration
WELLS FARGO ADVISORS	Wirehouse	Nov 21, 2011	Jun 28, 2012	no	CENTRALIA, IL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
SAGEPOINT FINANCIAL, INC.	MDRN CAPITAL	Jun 28, 2023	Sep 27, 2023	91	Firm change	Ibd to RIA
SEVERIN INVESTMENTS LLC	SAGEPOINT FINANCIAL, INC.	Feb 4, 2022	Jul 12, 2022	158	Firm change	RIA to ibd
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	SEVERIN INVESTMENTS LLC	Sep 21, 2018	Dec 22, 2021	1,188	Firm change after gap	Wirehouse to RIA
CETERA INVESTMENT ADVISERS LLC	MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Aug 29, 2017	May 24, 2018	268	Firm change	Other
PNC WEALTH MANAGEMENT	CETERA INVESTMENT ADVISERS LLC	Jun 3, 2015	Jun 24, 2015	21	Firm change	Other
WELLS FARGO ADVISORS	PNC WEALTH MANAGEMENT	Jul 14, 2014	Jul 8, 2014	-6	Firm change	Other
WELLS FARGO ADVISORS	WELLS FARGO ADVISORS	Jul 14, 2014	Jun 28, 2012	-746	Channel change	Wirehouse to wirehouse
WELLS FARGO ADVISORS	WELLS FARGO ADVISORS	Jun 28, 2012	Jun 22, 2012	-6	Channel change	Wirehouse to wirehouse

Relationships

Registered with (8)

→ MDRN CAPITALRegistered adviserregistration: current employment
Sep 27, 2023 to presentfactForm ADV
→ SAGEPOINT FINANCIAL, INC.Registered adviserregistration: previous registration
Jul 12, 2022 to Jun 28, 2023factForm ADV
→ SEVERIN INVESTMENTS LLCRegistered adviserregistration: previous registration
Dec 22, 2021 to Feb 4, 2022factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
May 24, 2018 to Sep 21, 2018factForm ADV
→ CETERA INVESTMENT ADVISERS LLCRegistered adviserregistration: previous registration
Jun 24, 2015 to Aug 29, 2017factForm ADV
→ PNC WEALTH MANAGEMENTRegistered adviserregistration: previous registration
Jul 8, 2014 to Jun 3, 2015factForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Jun 28, 2012 to Jul 14, 2014factForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Jun 22, 2012 to Jul 14, 2014factForm ADV

Dated events

Occurred
Jun 28, 2023
Advisor changed firm
Joshua Roland Johnson left Sagepoint Financial, Inc. for Mdrn Capital (registered 2023-09-27)
Form ADVobserved 4 days ago
Occurred
Feb 4, 2022
Advisor changed firm
Joshua Roland Johnson left Severin Investments Llc for Sagepoint Financial, Inc. (registered 2022-07-12)
Form ADVobserved 4 days ago