DFX Intelligence

C••••• J•••• R•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner27 years in industry

C••••• J•••• R•••

Advisor at W••••••• L••

UPPER ARLINGTON, OH

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Search this name across graphsid dfx:ria:e67ecace-3fc3-f135-b222-c5f1ad4029b6

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 1:43 PM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 0
On other graphs: 0
Observed: Jun 1, 1999 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: W••••••• L••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Jun 1, 1999earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 11derivedfrom the current registration's begin date
Prior firms: 7

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
W••••••• L••	State registered	May 8, 2015	n/a	yes	UPPER ARLINGTON, OH	Current employment
A•••• P•••• A•••••••	Former SEC adviser	Dec 21, 2012	Mar 16, 2015	no	LA VISTA, NE	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
A•••• P•••• A•••••••	W••••••• L••	Mar 16, 2015	May 8, 2015	53	Firm change	Other
S••••••••• A•••••• A•••••••• I•••	A•••• P•••• A•••••••	Dec 12, 2012	Dec 21, 2012

Relationships

Registered with (5)

→ W••••••• L••Registered adviserregistration: current employment
May 8, 2015 to presentfactForm ADV
→ A•••• P•••• A•••••••Registered adviserregistration: previous registration
Dec 21, 2012 to Mar 16, 2015factForm ADV
→ S••••••••• A•••••• A•••••••• I•••Registered adviserregistration: previous registration
Dec 5, 2012 to Dec 12, 2012factForm ADV
→ C•••••• S••••• • C••• I•••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:e67ecace-3fc3-f135-b222-c5f1ad4029b6
First observed: Jun 1, 1999
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.