C••••• J•••• R•••

• W••••••• L•• state registered current
  since May 8, 2015 · Upper Arlington, Oh
• A•••• P•••• A••••••• former
  Dec 21, 2012 to Mar 16, 2015 · La Vista, Ne
• S••••••••• A•••••• A•••••••• I••• former
  Dec 5, 2012 to Dec 12, 2012 · La Vista, Ne
• C•••••• S••••• • C••• I••• national BD
  Dec 8, 2011 to Nov 30, 2012 · Omaha, Ne
• W•••• C••• W••••• M••••••••• L•• unclassified
  Jan 28, 2011 to Nov 23, 2011 · Omaha, Ne
• W•••• C••• W••••• M••••••••• L•• unclassified
  Jan 26, 2010 to Dec 31, 2010 · Omaha, Ne
• W•••• C••• W••••• M••••••••• L•• unclassified
  May 8, 2009 to Jan 1, 2010 · Omaha, Ne
• C•••••• S••••• • C••• I••• national BD
  Jun 1, 1999 to Dec 17, 2002 · Chicago, Il

• A•••• P•••• A••••••• to W••••••• L••
  left Mar 16, 2015, registered May 8, 2015 (53 days) · Other
• S••••••••• A•••••• A•••••••• I••• to A•••• P•••• A•••••••
  left Dec 12, 2012, registered Dec 21, 2012 (9 days) · channel change inside one enterprise, not a move
• C•••••• S••••• • C••• I••• to S••••••••• A•••••• A•••••••• I•••
  left Nov 30, 2012, registered Dec 5, 2012 (5 days) · Other
• W•••• C••• W••••• M••••••••• L•• to C•••••• S••••• • C••• I•••
  left Nov 23, 2011, registered Dec 8, 2011 (15 days) · Other
• C•••••• S••••• • C••• I••• to W•••• C••• W••••• M••••••••• L••
  left Dec 17, 2002, registered May 8, 2009 (2334 days) · Other

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

STATE REGISTEREDderived

Years in industry

27derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address