DFX Intelligence

B•••• A••• D•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorChartered Financial Analyst32 years in industry

B•••• A••• D•••••••

Advisor at C••••••••• I••••••••• A•••••••• L••

Canton, OH | TAMPA, FL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:e683c105-33bc-0b74-131b-72f24e49cf03

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 8:06 AM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 2
On other graphs: 0
Observed: Sep 8, 2003 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••••••• I••••••••• A•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Sep 2, 1994earliest registration or exam on IAPD
Years in industry: 32derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 7

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••••••••• I••••••••• A•••••••• L••	Independent wealth	Oct 21, 2025	n/a	yes	TAMPA, FL\|Canton, OH	Current employment
B••••••••• W••••• M•••••••••	n/a	Sep 13, 2022	Dec 31, 2025	no	CANTON, OH

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
B••••••••• W••••• M•••••••••	C••••••••• I••••••••• A•••••••• L••	Dec 31, 2025	Oct 21, 2025	-71	Firm change after gap	Other
W•••••••••	B••••••••• W••••• M•••••••••	Nov 30, 2022	Sep 13, 2022

Team moves

••• Locked

Team	Left	Joined	From	Kind
322919:323135:OH:2025-12-31	Dec 31, 2025	Oct 21, 2025	CANTON, OH	Firm change after gap
282202:322919:OH:2022-11-30	Nov 30, 2022	Sep 13, 2022	CANTON, OH	Firm change after gap
113364:282202:OH:2021-11-16	Nov 16, 2021	Sep 12, 2021	CANTON, OH	Firm change after gap
286528:113364:OH:2021-03-29	Mar 29, 2021	Mar 4, 2021

Relationships

Registered with (7)

→ C••••••••• I••••••••• A•••••••• L••Registered adviserregistration: current employment
Oct 21, 2025 to presentfactForm ADV
→ B••••••••• W••••• M•••••••••Registered adviserregistration: previous registration
Sep 13, 2022 to Dec 31, 2025factForm ADV
→ W•••••••••Registered adviserregistration: previous registration
Sep 12, 2021 to Nov 30, 2022factForm ADV
→ S•••••••• C••••••Registered adviser

Dated events

Occurred
Dec 31, 2025
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Nov 30, 2022
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:e683c105-33bc-0b74-131b-72f24e49cf03
First observed: Sep 8, 2003
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.