DFX Intelligence

C•••• W•••• L•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor20 years in industry

C•••• W•••• L•••••

Advisor at T••••• I••••••••• P•••••••• L••

Chandler, AZ

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Search this name across graphsid dfx:ria:f2a4ea55-a520-269f-b6db-347820c22bd9

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 8:41 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Jul 16, 2007 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: T••••• I••••••••• P•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Feb 1, 2006earliest registration or exam on IAPD
Years in industry: 20derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
T••••• I••••••••• P•••••••• L••	Independent wealth	Mar 7, 2022	n/a	yes	Chandler, AZ	Current employment
N••••••••• I••••••••• A•••••••• L••	Bd affiliated wealth	Jul 16, 2007	Feb 17, 2022	no	COLUMBUS, OH

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
N••••••••• I••••••••• A•••••••• L••	T••••• I••••••••• P•••••••• L••	Feb 17, 2022	Mar 7, 2022	18	Firm change	Ibd to RIA

Relationships

Registered with (2)

→ T••••• I••••••••• P•••••••• L••Registered adviserregistration: current employment
Mar 7, 2022 to presentfactForm ADV
→ N••••••••• I••••••••• A•••••••• L••Registered adviserregistration: previous registration
Jul 16, 2007 to Feb 17, 2022factForm ADV

Dated events

Occurred
Feb 17, 2022
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:f2a4ea55-a520-269f-b6db-347820c22bd9
First observed: Jul 16, 2007
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.