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RIA / WealthAdvisordual registered (broker-dealer)28 years in industry

ANASTASIA THERMOS

Advisor at STRATEGIC ADVISERS LLC

LIBERTYVILLE, IL

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Search this name across graphsid dfx:ria:e695353e-00ea-5446-0efa-d803d03e5a42

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 4:23 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 1
On other graphs: 0
Observed: Aug 20, 2004 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: STRATEGIC ADVISERS LLC
Current firm class: national broker-dealer RIAderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 17, 1998earliest registration or exam on IAPD
Years in industry: 28derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 6
Current registrations: 1
Registered states: 1
Exams: S66|S63
First exam: Aug 17, 1998
First registration: Aug 20, 2004
Dual registered: yes, broker-dealer
Other names: STACEY THERMOS|ANASTASIA MARIE NEITZEL|ANASTASIA MARIE THERMOS|ANASTASIA MARIE THERMOS|ANASTASIA MARIE NEITZEL|Anastasia Thermos
IAPD individual key: 2655670

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
STRATEGIC ADVISERS LLC	National bd RIA	Mar 31, 2025	n/a	yes	LIBERTYVILLE, IL	Current employment
FIDELITY PERSONAL AND WORKPLACE ADVISORS	Former SEC adviser	Sep 13, 2022	Mar 31, 2025	no	LIBERTYVILLE, IL	Previous registration
U.S. BANCORP INVESTMENTS, INC.	Former SEC adviser	Mar 30, 2020	Jul 8, 2022	no	Chicago, IL	Previous registration
CUNA BROKERAGE SERVICES, INC.	Former SEC adviser	Jun 16, 2015	Apr 2, 2020	no	GURNEE, IL	Previous registration
WILLIAM BLAIR & COMPANY L.L.C.	Bd affiliated wealth	Sep 12, 2012	May 8, 2015	no	CHICAGO, IL\|CHICAGO, IL\|CHICAGO, IL	Previous registration
GUGGENHEIM INVESTMENT ADVISORS, LLC	Other adviser	Feb 17, 2012	Mar 15, 2012	no	CHICAGO, IL\|NEW YORK, NY	Previous registration
GUGGENHEIM INVESTMENTS	Asset manager	Aug 20, 2004	Nov 4, 2008	no	LISLE, IL\|CHICAGO, IL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
FIDELITY PERSONAL AND WORKPLACE ADVISORS	STRATEGIC ADVISERS LLC	Mar 31, 2025	Mar 31, 2025	0	Bulk transfer	Ibd to ibd
U.S. BANCORP INVESTMENTS, INC.	FIDELITY PERSONAL AND WORKPLACE ADVISORS	Jul 8, 2022	Sep 13, 2022	67	Firm change	Ibd to ibd
CUNA BROKERAGE SERVICES, INC.	U.S. BANCORP INVESTMENTS, INC.	Apr 2, 2020	Mar 30, 2020	-3	Firm change	Ibd to ibd
WILLIAM BLAIR & COMPANY L.L.C.	CUNA BROKERAGE SERVICES, INC.	May 8, 2015	Jun 16, 2015	39	Firm change	Other
GUGGENHEIM INVESTMENT ADVISORS, LLC	WILLIAM BLAIR & COMPANY L.L.C.	Mar 15, 2012	Sep 12, 2012	181	Firm change	Other
GUGGENHEIM INVESTMENTS	GUGGENHEIM INVESTMENT ADVISORS, LLC	Nov 4, 2008	Feb 17, 2012	1,200	Firm change after gap	Other

Relationships

Registered with (7)

→ STRATEGIC ADVISERS LLCRegistered adviserregistration: current employment
Mar 31, 2025 to presentfactForm ADV
→ FIDELITY PERSONAL AND WORKPLACE ADVISORSRegistered adviserregistration: previous registration
Sep 13, 2022 to Mar 31, 2025factForm ADV
→ U.S. BANCORP INVESTMENTS, INC.Registered adviserregistration: previous registration
Mar 30, 2020 to Jul 8, 2022factForm ADV
→ CUNA BROKERAGE SERVICES, INC.Registered adviserregistration: previous registration
Jun 16, 2015 to Apr 2, 2020factForm ADV
→ WILLIAM BLAIR & COMPANY L.L.C.Registered adviserregistration: previous registration
Sep 12, 2012 to May 8, 2015factForm ADV
→ GUGGENHEIM INVESTMENT ADVISORS, LLCRegistered adviserregistration: previous registration
Feb 17, 2012 to Mar 15, 2012factForm ADV
→ GUGGENHEIM INVESTMENTSRegistered adviserregistration: previous registration
Aug 20, 2004 to Nov 4, 2008factForm ADV

Dated events

Occurred
Jul 8, 2022
Advisor changed firm
Anastasia Thermos left U.S. Bancorp Investments, Inc. for Fidelity Personal And Workplace Advisors (registered 2022-09-13)
Form ADVobserved 6 days ago