DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Anastasia Thermos

Strategic Advisers LLCnational BDLibertyville, Ildual registrantIAPD 2655670

Feed of 09/14/2026

Also filed as Stacey Thermos

At current firm

1 y

since Mar 31, 2025

In the industry

28 y

since Aug 17, 1998 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Strategic Advisers LLC national BD current
since Mar 31, 2025 · Libertyville, Il
Fidelity Personal And Workplace Advisors former
Sep 13, 2022 to Mar 31, 2025 · Libertyville, Il
U.S. Bancorp Investments, Inc. former
Mar 30, 2020 to Jul 8, 2022 · Chicago, Il
Cuna Brokerage Services, Inc. former
Jun 16, 2015 to Apr 2, 2020 · Gurnee, Il
William Blair & Company L.L.C. BD affiliated
Sep 12, 2012 to May 8, 2015 · Chicago, Il
Guggenheim Investment Advisors, LLC other
Feb 17, 2012 to Mar 15, 2012 · Chicago, Il
Guggenheim Investments asset manager
Aug 20, 2004 to Nov 4, 2008 · Lisle, Il

Moves

a registration end followed by a registration begin elsewhere

Fidelity Personal And Workplace Advisors to Strategic Advisers LLC
left Mar 31, 2025, registered Mar 31, 2025 (0 days) · corporate re-registration, not a move
U.S. Bancorp Investments, Inc. to Fidelity Personal And Workplace Advisors
left Jul 8, 2022, registered Sep 13, 2022 (67 days) · Affiliated broker-dealer or bank to another
Cuna Brokerage Services, Inc. to U.S. Bancorp Investments, Inc.
left Apr 2, 2020, registered Mar 30, 2020 (-3 days) · Affiliated broker-dealer or bank to another
William Blair & Company L.L.C. to Cuna Brokerage Services, Inc.
left May 8, 2015, registered Jun 16, 2015 (39 days) · Other
Guggenheim Investment Advisors, LLC to William Blair & Company L.L.C.
left Mar 15, 2012, registered Sep 12, 2012 (181 days) · Other
Guggenheim Investments to Guggenheim Investment Advisors, LLC
left Nov 4, 2008, registered Feb 17, 2012 (1200 days) · Other

Signals

Anastasia Thermos left U.S. Bancorp Investments, Inc. for Fidelity Personal And Workplace Advisors (registered 2022-09-13)
Jul 8, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: National broker-dealer RIAderived
Years in industry: 28derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address