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RIA / WealthAdvisorChartered Financial Analyst12 years in industry

KARISHMA LAKHANI

Advisor at FROST INVESTMENT SERVICES

HOUSTON, TX | SAN ANTONIO, TX

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Search this name across graphsid dfx:ria:e6aa3f9f-a8de-2cc5-3fe1-de5767bd6807

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 12:24 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Jul 27, 2016 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: FROST INVESTMENT SERVICES
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 25, 2013earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Designations: Chartered Financial Analyst
Exams: S63|S65
First exam: Oct 25, 2013
First registration: Jul 27, 2016
Dual registered: no
Other names: KARISHMA KARIM LAKHANI|KARI LAKHANI
IAPD individual key: 6098891

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
FROST INVESTMENT SERVICES	Bd affiliated wealth	Mar 20, 2025	n/a	yes	HOUSTON, TX\|SAN ANTONIO, TX	Current employment
FISHER INVESTMENTS	Independent wealth	Sep 18, 2019	Jan 10, 2022	no	WOODSIDE, CA\|PLANO, TX	Previous registration
TD AMERITRADE INVESTMENT MANAGEMENT, LLC	Former SEC adviser	Mar 13, 2019	Aug 29, 2019	no	Seattle, WA	Previous registration
TD AMERITRADE, INC.	Former SEC adviser	Mar 13, 2019	Aug 29, 2019	no	Seattle, WA	Previous registration
WELLS FARGO ADVISORS	Wirehouse	Jul 27, 2016	Jul 6, 2018	no	HOUSTON, TX\|HOUSTON, TX\|HOUSTON, TX\|LAKE JACKSON, TX\|SUGAR LAND, TX	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
FISHER INVESTMENTS	FROST INVESTMENT SERVICES	Jan 10, 2022	Mar 20, 2025	1,165	Firm change after gap	RIA to ibd
TD AMERITRADE INVESTMENT MANAGEMENT, LLC	FISHER INVESTMENTS	Aug 29, 2019	Sep 18, 2019	20	Firm change	RIA to RIA
TD AMERITRADE, INC.	TD AMERITRADE INVESTMENT MANAGEMENT, LLC	Aug 29, 2019	Mar 13, 2019	-169	Channel change	Other
WELLS FARGO ADVISORS	TD AMERITRADE, INC.	Jul 6, 2018	Mar 13, 2019	250	Firm change	Other

Relationships

Registered with (5)

→ FROST INVESTMENT SERVICESRegistered adviserregistration: current employment
Mar 20, 2025 to presentfactForm ADV
→ FISHER INVESTMENTSRegistered adviserregistration: previous registration
Sep 18, 2019 to Jan 10, 2022factForm ADV
→ TD AMERITRADE INVESTMENT MANAGEMENT, LLCRegistered adviserregistration: previous registration
Mar 13, 2019 to Aug 29, 2019factForm ADV
→ TD AMERITRADE, INC.Registered adviserregistration: previous registration
Mar 13, 2019 to Aug 29, 2019factForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Jul 27, 2016 to Jul 6, 2018factForm ADV

Dated events

Occurred
Jan 10, 2022
Advisor changed firm
Karishma Lakhani left Fisher Investments for Frost Investment Services (registered 2025-03-20)
Form ADVobserved 5 days ago