DFX Intelligence

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RIA / WealthAdvisordual registered (broker-dealer)22 years in industry

BENJAMIN ROBERT HOLGUIN

Advisor at CHARLES SCHWAB & CO., INC.

Tampa, FL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:e6c975dd-3765-8b98-1628-c37baeb604b9

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 8:16 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Sep 17, 2010 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CHARLES SCHWAB & CO., INC.
Current firm class: national broker-dealer RIAderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: May 24, 2004earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Exams: S63|S66
First exam: May 24, 2004
First registration: Sep 17, 2010
Dual registered: yes, broker-dealer
Other names: BENJAMIN R HOLGUIN
IAPD individual key: 3251070

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CHARLES SCHWAB & CO., INC.	National bd RIA	Apr 15, 2021	n/a	yes	Tampa, FL	Current employment
TD AMERITRADE, INC.	Former SEC adviser	Mar 14, 2022	Oct 14, 2022	no	Tysons Corner, VA\|OMAHA, NE\|Tysons Corner, VA\|Tampa, FL	Previous registration
USAA FINANCIAL PLANNING SERVICES	Former SEC adviser	Aug 25, 2011	Mar 23, 2015	no	TAMPA, FL	Previous registration
T. ROWE PRICE ADVISORY SERVICES, INC.	Bd affiliated wealth	Sep 17, 2010	Jul 26, 2011	no	TAMPA, FL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
TD AMERITRADE, INC.	n/a	Oct 14, 2022	n/a	n/a	Departure no registered destination	Departure
USAA FINANCIAL PLANNING SERVICES	CHARLES SCHWAB & CO., INC.	Mar 23, 2015	Apr 15, 2021	2,215	Firm change after gap	Other
T. ROWE PRICE ADVISORY SERVICES, INC.	USAA FINANCIAL PLANNING SERVICES	Jul 26, 2011	Aug 25, 2011	30	Firm change	Other

Relationships

Registered with (4)

→ CHARLES SCHWAB & CO., INC.Registered adviserregistration: current employment
Apr 15, 2021 to presentfactForm ADV
→ TD AMERITRADE, INC.Registered adviserregistration: previous registration
Mar 14, 2022 to Oct 14, 2022factForm ADV
→ USAA FINANCIAL PLANNING SERVICESRegistered adviserregistration: previous registration
Aug 25, 2011 to Mar 23, 2015factForm ADV
→ T. ROWE PRICE ADVISORY SERVICES, INC.Registered adviserregistration: previous registration
Sep 17, 2010 to Jul 26, 2011factForm ADV

Dated events

Occurred
Oct 14, 2022
Advisor departed, no destination yet
Benjamin Robert Holguin no longer registered at Td Ameritrade, Inc.; no later IA registration on IAPD
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:e6c975dd-3765-8b98-1628-c37baeb604b9
First observed: Sep 17, 2010
Last observed: Sep 14, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

BENJAMIN ROBERT HOLGUIN

Advisor at CHARLES SCHWAB & CO., INC.

Tampa, FL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:e6c975dd-3765-8b98-1628-c37baeb604b9

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 8:16 PM UTC and rebuilt at most every 15 minutes.

Firm

Class

Began

Ended

Current

Branch

Basis

CHARLES SCHWAB & CO., INC.

National bd RIA

Apr 15, 2021

n/a

yes

Tampa, FL

Current employment

TD AMERITRADE, INC.

Former SEC adviser

Mar 14, 2022

Oct 14, 2022

Tysons Corner, VA|OMAHA, NE|Tysons Corner, VA|Tampa, FL

Previous registration

USAA FINANCIAL PLANNING SERVICES

Former SEC adviser

Aug 25, 2011

Mar 23, 2015

TAMPA, FL

Previous registration

T. ROWE PRICE ADVISORY SERVICES, INC.

Bd affiliated wealth

Sep 17, 2010

Jul 26, 2011

TAMPA, FL

Previous registration

From

Left

Joined

Gap, days

Kind

Move type

TD AMERITRADE, INC.

n/a

Oct 14, 2022

n/a

Departure no registered destination

Departure

USAA FINANCIAL PLANNING SERVICES

CHARLES SCHWAB & CO., INC.

Mar 23, 2015

Apr 15, 2021

2,215

Firm change after gap

Other

T. ROWE PRICE ADVISORY SERVICES, INC.

USAA FINANCIAL PLANNING SERVICES

Jul 26, 2011

Aug 25, 2011

Firm change

Other