This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Firm class

independent wealth managerderivedprivate_client_share=0.89 fund_share=0.0 institutional_share=0.07 related_bd=false related_bank=false bd_reps=0.0

Regulatory AUM

$169MItem 5.F on the latest filing (2026-09-04); as reported, and an affiliate's assets may be counted again on its own filing

Discretionary RAUM

$158M

Private client RAUM

$151MderivedItem 5.D individuals plus high net worth individuals

Private client share

89%derivedprivate client RAUM over total RAUM

Advisors on IAPD

3

RAUM per advisor

$56.4Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book

Employees

6

Advisory employees

2

Offices

0Schedule D 1.F, beyond the principal office

Accounts

887

Individual clients

164

High net worth clients

47

Custody, client assets

$27.9M

SEC number

801-130873

CRD

331675

Filings on the tape

8

First filed

Jul 5, 2024

Latest filed

Sep 4, 2026

Organised

Limited Liability Company, CO

• Occurred

  Sep 16, 2024
  Team lift-out

  2 advisors left Mutual Advisors, LLC (Colorado Springs, CO) for Planwiser Financial on the same day

  Form ADVobserved 5 days ago
  2 advisors
• Occurred

  Jul 5, 2024
  First Form ADV filing

  Planwiser Financial filed its initial SEC registration (Form ADV)

  Form ADVobserved 6 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:e6e29634-9df4-e494-80c7-b75af04f2b3e

First observed

Jul 5, 2024

Last observed

Sep 4, 2026 17 days ago

Source families

Federal regulator filings

3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.