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Advisor at RAYMOND JAMES & ASSOCIATES, INC.
DEVON, PA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| RAYMOND JAMES & ASSOCIATES, INC. | National bd RIA | Dec 5, 2024 | n/a | yes | DEVON, PA | Current employment |
| JANNEY MONTGOMERY SCOTT LLC | Bd affiliated wealth | Jul 13, 2022 | Dec 23, 2024 | no | Radnor, PA | Previous registration |
| MORGAN STANLEY | Wirehouse | Jan 24, 2019 | Aug 3, 2022 | no | Newtown Square, PA | Previous registration |
| WELLS FARGO ADVISORS | Wirehouse | Jan 9, 2018 | Dec 19, 2018 | no | WAYNE, PA|DOYLESTOWN, PA | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Jul 30, 2010 | Dec 22, 2017 | no | MEDIA, PA|MEDIA, PA|PHILADELPHIA, PA|DOYLESTOWN, PA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| JANNEY MONTGOMERY SCOTT LLC | RAYMOND JAMES & ASSOCIATES, INC. | Dec 23, 2024 | Dec 5, 2024 | -18 | Firm change | Ibd to ibd |
| MORGAN STANLEY | JANNEY MONTGOMERY SCOTT LLC | Aug 3, 2022 | Jul 13, 2022 | -21 | Firm change | Wirehouse to ibd |
| WELLS FARGO ADVISORS | MORGAN STANLEY | Dec 19, 2018 | Jan 24, 2019 | 36 | Firm change | Wirehouse to wirehouse |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | WELLS FARGO ADVISORS | Dec 22, 2017 | Jan 9, 2018 | 18 | Firm change | Wirehouse to wirehouse |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 463:705:PA:2024-12-23 | Dec 23, 2024 | Dec 5, 2024 | RADNOR, PA | Firm change |
| 7691:19616:PA:2017-12-11 | Dec 22, 2017 | Jan 9, 2018 | DOYLESTOWN, PA | Firm change |