DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

M••• K•••

R•••••• J•••• • A••••••••• I•••national BDDevon, Padual registrantIAPD 2836714

Feed of 09/14/2026

Also filed as Mary R Kane

At current firm

1 y

since Dec 5, 2024

In the industry

39 y

since Mar 1, 1987 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

R•••••• J•••• • A••••••••• I••• national BD current
since Dec 5, 2024 · Devon, Pa
J••••• M••••••••• S•••• L•• BD affiliated
Jul 13, 2022 to Dec 23, 2024 · Radnor, Pa
M••••• S•••••• wirehouse
Jan 24, 2019 to Aug 3, 2022 · Newtown Square, Pa
W•••• F•••• A••••••• wirehouse
Jan 9, 2018 to Dec 19, 2018 · Wayne, Pa
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
Jul 30, 2010 to Dec 22, 2017 · Media, Pa

Moves

a registration end followed by a registration begin elsewhere

J••••• M••••••••• S•••• L•• to R•••••• J•••• • A••••••••• I•••
left Dec 23, 2024, registered Dec 5, 2024 (-18 days) · Affiliated broker-dealer or bank to another · moved with a team
M••••• S•••••• to J••••• M••••••••• S•••• L••
left Aug 3, 2022, registered Jul 13, 2022 (-21 days) · Wirehouse to affiliated broker-dealer or bank
W•••• F•••• A••••••• to M••••• S••••••
left Dec 19, 2018, registered Jan 24, 2019 (36 days) · Wirehouse to wirehouse
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to W•••• F•••• A•••••••
left Dec 22, 2017, registered Jan 9, 2018 (18 days) · Wirehouse to wirehouse · moved with a team

Signals

M••• K••• left J••••• M••••••••• S•••• L•• for R•••••• J•••• • A••••••••• I••• (registered 2024-12-05)
Dec 23, 2024 · Advisor changed firm · fact
M••• K••• left M••••• S•••••• for J••••• M••••••••• S•••• L•• (registered 2022-07-13)
Aug 3, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: National broker-dealer RIAderived
Years in industry: 39derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address