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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

SUMMIT WEALTH MANAGEMENT GROUP, INC.

CRD 170029

CAMARILLO, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:e6fabaed-05c4-fa65-5d7c-7ab45d958197

Data as of Aug 6, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 7:10 PM UTC and rebuilt at most every 15 minutes.

Relationships: 10
Dated events: 5
On other graphs: 0
Observed: Jun 30, 2017 to Aug 6, 2026
29 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.99 fund_share=0.0 institutional_share=0.01 related_bd=false related_bank=false bd_reps=4.0
Regulatory AUM: $250MItem 5.F on the latest filing (2026-08-06); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $250M
Private client RAUM: $247MderivedItem 5.D individuals plus high net worth individuals
Private client share: 99%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 4
RAUM per advisor: $62.4Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 6
Advisory employees: 2
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 681
Individual clients: 184
High net worth clients: 196
Custody, client assets: $14.4M
SEC number: 801-110950
CRD: 170029
Filings on the tape: 29
First filed: Jun 30, 2017
Latest filed: Aug 6, 2026
Organised: Corporation, CA

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
GERALD JOSEPH ZINS	Certified Financial Planner\|Chartered Financial Consultant	CAMARILLO, CA	12	30	1	yes
CHRISTINA Faye ZINS	Certified Financial Planner	CAMARILLO, CA \| OXNARD, CA	5	10	n/a	yes
KAREN LESLIE JONES	n/a	CAMARILLO, CA	4	11	n/a	yes
NEIL JAMES WESTERMAN	n/a	CAMARILLO, CA	2	20	3	yes

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
ZINS, CHRISTINA, Faye	VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER	D	yes	01/2024	Mar 9, 2023	Jul 22, 2024
ZINS, GERALD, JOSEPH	President	C	yes	01/2014	Jun 30, 2017	Jul 22, 2024

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Apr 14, 2026	$250M	$250M	6	2	0	n/a	n/a
2024	Mar 12, 2025	$226M	$226M	2	2	0	n/a	n/a
2023	Mar 14, 2024	$155M	$155M	2	2	0	n/a	n/a
2022	Mar 9, 2023	$137M	$137M	5	2	0	n/a	n/a
2021	Jan 28, 2022	$281M	$281M	4	2	0	n/a	n/a
2020	Feb 18, 2021	$325M	$325M	7	5	0	n/a	n/a
2019	Jan 30, 2020	$290M	$290M	7	3	0	n/a	n/a
2018	Jan 22, 2019	$222M	$222M	8	6	1	n/a	n/a
2017	Feb 21, 2018	$194M	$194M	9	3	0	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	1	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$250M	$226M	10.4%	$137M	22.2%	6	2	0	0

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
MARINER ADVISOR NETWORK	3	Dec 20, 2021	Dec 20, 2021	CAMARILLO, CA	Firm absorbed	RIA to RIA	60.0%

Relationships

Registered with (7)

← NEIL JAMES WESTERMANAdvisorregistration: current employment
May 17, 2024 to presentfactForm ADV
← KAREN LESLIE JONESAdvisorregistration: current employment
Jul 27, 2022 to presentfactForm ADV
← CHRISTINA Faye ZINSAdvisorregistration: current employment
Nov 4, 2020 to presentfactForm ADV
← GERALD JOSEPH ZINSAdvisorregistration: current employment
Mar 11, 2014 to presentfactForm ADV
← NICHOLAS JOHN GOODWINAdvisorregistration: previous registration
Jul 7, 2016 to Dec 20, 2021factForm ADV
← DUSTIN RYAN DOCKTERAdvisorregistration: previous registration
Mar 11, 2014 to Dec 20, 2021factForm ADV
← MIRANDA PAYNE GERDAAdvisorregistration: previous registration
Oct 13, 2020 to Dec 20, 2021factForm ADV

Controls (2)

← ZINS, GERALD, JOSEPHOwnerPRESIDENT, ownership code C, individual
Jun 30, 2017 to Jul 22, 2024factForm ADV
← ZINS, CHRISTINA, FayeOwnerVICE PRESIDENT AND CHIEF COMPLIANCE OFFICER, ownership code D, individual
Mar 9, 2023 to Jul 22, 2024factForm ADV

Moved with (1)

→ MARINER ADVISOR NETWORKRegistered adviser3 advisors, firm absorbed, same day
Dec 20, 2021 to Dec 20, 2021factForm ADV

Dated events

Occurred
Mar 9, 2023
Regulatory AUM changed
Summit Wealth Management Group, Inc. reported RAUM $136.9M, down 51% from $280.7M (2023-01-06 to 2023-03-09)
Form ADVobserved 5 days ago
$-144M
Occurred
Mar 9, 2023
Control person joined
Faye Christina Zins (Vice President) appeared on Schedule A of Summit Wealth Management Group, Inc.
Form ADVobserved 5 days ago
Occurred
Jan 28, 2022
Control person left
Ryan Dustin Dockter (Wealth Advisor) no longer on Schedule A of Summit Wealth Management Group, Inc. (listed 2021-07-15, absent 2022-01-28)
Form ADVobserved 5 days ago
Occurred
Jan 28, 2022
Control person left
John Nicholas Goodwin (Wealth Advisor) no longer on Schedule A of Summit Wealth Management Group, Inc. (listed 2021-07-15, absent 2022-01-28)
Form ADVobserved 5 days ago
Occurred
Jun 30, 2017
First Form ADV filing
Summit Wealth Management Group, Inc. filed its initial SEC registration (Form ADV)
Form ADVobserved 5 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:e6fabaed-05c4-fa65-5d7c-7ab45d958197
First observed: Jun 30, 2017
Last observed: Aug 6, 2026 45 days ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

SUMMIT WEALTH MANAGEMENT GROUP, INC.

CRD 170029

CAMARILLO, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:e6fabaed-05c4-fa65-5d7c-7ab45d958197

Data as of Aug 6, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 7:10 PM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

GERALD JOSEPH ZINS

Certified Financial Planner|Chartered Financial Consultant

CAMARILLO, CA

yes

CHRISTINA Faye ZINS

Certified Financial Planner

CAMARILLO, CA | OXNARD, CA

n/a

yes

KAREN LESLIE JONES

n/a

CAMARILLO, CA

n/a

yes

NEIL JAMES WESTERMAN

n/a

CAMARILLO, CA

yes

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

ZINS, CHRISTINA, Faye

VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER

yes

01/2024

Mar 9, 2023

Jul 22, 2024

ZINS, GERALD, JOSEPH

President

yes

01/2014

Jun 30, 2017

Jul 22, 2024

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Apr 14, 2026

$250M

n/a

2024

Mar 12, 2025

$226M

n/a

2023

Mar 14, 2024

$155M

n/a

2022

Mar 9, 2023

$137M

n/a

2021

Jan 28, 2022

$281M

n/a

2020

Feb 18, 2021

$325M

n/a

2019

Jan 30, 2020

$290M

n/a

2018

Jan 22, 2019

$222M

n/a

2017

Feb 21, 2018

$194M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$250M

$226M

10.4%

$137M

22.2%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

MARINER ADVISOR NETWORK

Dec 20, 2021

CAMARILLO, CA

Firm absorbed

RIA to RIA

60.0%