This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

SUMMIT WEALTH MANAGEMENT GROUP, INC.

Current firm class

independent wealth managerderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Aug 16, 2006earliest registration or exam on IAPD

Years in industry

20derivedfrom the industry start date

Years at current firm

2derivedfrom the current registration's begin date

Prior firms

3

Current registrations

1

Registered states

1

Exams

S66

First exam

Aug 16, 2006

First registration

Aug 17, 2006

Dual registered

yes, broker-dealer

IAPD individual key

5037394

• Occurred

  Feb 16, 2023
  Advisor changed firm

  Neil James Westerman left Merrill Lynch, Pierce, Fenner & Smith Incorporated for Summit Wealth Management Group, Inc. (registered 2024-05-17)

  Form ADVobserved 6 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:ebe5dac6-199b-d0c5-1938-9408598f11c6

First observed

Aug 17, 2006

Last observed

Sep 14, 2026 7 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.