DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
S••••• W••••• M••••••••• G••••• I•••
Latest filing Aug 6, 2026
First filing on the tape Jun 30, 2017 · 29 filings
SEC status approved since Aug 4, 2017
RAUM
$250M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
99%
$247M individuals and HNW
Advisors
4
registered through the firm on IAPD
RAUM per advisor
$62.4M
derived; firm RAUM over IAPD count
Employees
6
2 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
29 filings and snapshots on the tape
RAUM$250M as of Aug 6, 2026
Feb 21, 2018$194M then
HNW client RAUM$199M as of Aug 6, 2026
Feb 21, 2018$72.9M then
State-registered IARs (5.B.3)4 as of Aug 6, 2026
Feb 21, 20183 then
Employees (5.A)6 as of Aug 6, 2026
Feb 21, 20189 then
Private funds: no history
RAUM +10% over the last fiscal year+22% a year over threeIARs 2 to 4
Practice profile
derived from the filing of Aug 6, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RAUM per advisor
- $62.4MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 95derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $1.0MderivedHNW RAUM over HNW clients
- Average account
- $366,414derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 1.1%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.5derivedItem 5.A over advisors
- Advisors per office
- 4.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +10%derivedbetween the last two annual amendments
- Advisor growth, one year
- +100%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +3.8%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individualsreportedItem 5.G
- Wrap fee program
- $66.0MreportedItem 5.I
- Custody
- $14.4M, 20 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$199M80%
- Individuals$47.5M19%
- Pension and profit-sharing plans$2.3M0.9%
- Charitable organizations$466,5010.2%
- Individual clients
- 184reported
- HNW clients
- 196reported
- Pension plan clients
- 5reported
- Charitable clients
- 1reported
- Accounts
- 681reported
- Financial planning clients
- 251-500reported
- Wrap fee programs
- $0 sponsored, $0 managedreported
- Custody of client assets
- $14.4M for 20 clientsreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.99 fund_share=0.0 institutional_share=0.01 related_bd=false related_bank=false bd_reps=4.0derived
Advisors registered through the firm
4 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| G••••• J••••• Z•••Certified Financial Planner, Chartered Financial Consultant | Camarillo, Ca | Mar 11, 2014 | 30 y | 1 |
| C•••••••• F••• Z•••Certified Financial Planner | Camarillo, Ca | Nov 4, 2020 | 10 y | 0 |
| K•••• L••••• J•••• | Camarillo, Ca | Jul 27, 2022 | 11 y | 0 |
| N••• J•••• W•••••••• | Camarillo, Ca | May 17, 2024 | 20 y | 3 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- N••••••• J••• G•••••• to M•••••• A•••••• N••••••Dec 20, 2021 · RIA to RIA
- M•••••• P•••• G•••• to M•••••• A•••••• N••••••Dec 20, 2021 · RIA to RIA
- D••••• R••• D•••••• to M•••••• A•••••• N••••••Dec 20, 2021 · RIA to RIA
Joined, latest
- N••• J•••• W•••••••• from M•••••• L••••• P•••••• F••••• • S•••• I•••••••••May 17, 2024 · Wirehouse to independent RIA
- N••••••• J••• G•••••• from S•••••••• A••••••• L••Jul 7, 2016 · Other
- G••••• J••••• Z••• from A••••••••• F•••••••• S•••••••• L••Mar 11, 2014 · Other
Teams: two or more advisors moving together within fourteen days, from one state
- 3 left for M•••••• A•••••• N••••••Dec 20, 2021 · Camarillo, Ca · Firm absorbed
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Z•••• C••••••••• F••• · Vice President And Chief Compliance Officercontrolsince 01/2024 · owns 50% to 75%
- Z•••• G•••••• J••••• · Presidentcontrolsince 01/2014 · owns 25% to 50%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Camarillo, Ca · principal | 4 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 632 to 681Dec 23, 2025 to Apr 14, 2026
- BD registered reps · 2 to 4Dec 23, 2025 to Apr 14, 2026
- Charity clients · unset to 1.0Dec 23, 2025 to Apr 14, 2026
- HNW clients · 190 to 196Dec 23, 2025 to Apr 14, 2026
- Individual clients · 176 to 184Dec 23, 2025 to Apr 14, 2026
- Pension plan clients · unset to 5.0Dec 23, 2025 to Apr 14, 2026
- Assets in custody · unset to 14418412.0Dec 23, 2025 to Apr 14, 2026
- Custody of client assets · false to trueDec 23, 2025 to Apr 14, 2026
- Employees · 2 to 6Dec 23, 2025 to Apr 14, 2026
- State-registered IARs · 2 to 4Dec 23, 2025 to Apr 14, 2026
- Discretionary RAUM · $226M to $250MDec 23, 2025 to Apr 14, 2026
- HNW RAUM · $183M to $199MDec 23, 2025 to Apr 14, 2026
- Individual RAUM · $40.8M to $47.5MDec 23, 2025 to Apr 14, 2026
- Pension RAUM · $1.6M to $2.3MDec 23, 2025 to Apr 14, 2026
- RAUM · $226M to $250MDec 23, 2025 to Apr 14, 2026
- Accounts · 470 to 632Jul 22, 2024 to Mar 12, 2025
- HNW clients · 137 to 190Jul 22, 2024 to Mar 12, 2025
- Individual clients · 139 to 176Jul 22, 2024 to Mar 12, 2025
- Financial planning clients · 1-10 to 251-500Jul 22, 2024 to Mar 12, 2025
- Discretionary RAUM · $155M to $226MJul 22, 2024 to Mar 12, 2025
- HNW RAUM · $122M to $183MJul 22, 2024 to Mar 12, 2025
- Individual RAUM · $31.3M to $40.8MJul 22, 2024 to Mar 12, 2025
- Pension RAUM · $1.3M to $1.6MJul 22, 2024 to Mar 12, 2025
- RAUM · $155M to $226MJul 22, 2024 to Mar 12, 2025
- Accounts · 441 to 470Apr 13, 2023 to Mar 14, 2024
- HNW clients · 129 to 137Apr 13, 2023 to Mar 14, 2024
- Individual clients · 147 to 139Apr 13, 2023 to Mar 14, 2024
- Pension plan clients · 0.0 to unsetApr 13, 2023 to Mar 14, 2024
- Employees · 5 to 2Apr 13, 2023 to Mar 14, 2024
- Discretionary RAUM · $137M to $155MApr 13, 2023 to Mar 14, 2024
- HNW RAUM · $103M to $122MApr 13, 2023 to Mar 14, 2024
- Individual RAUM · $32.3M to $31.3MApr 13, 2023 to Mar 14, 2024
- Pension RAUM · $609,899 to $1.3MApr 13, 2023 to Mar 14, 2024
- RAUM · $137M to $155MApr 13, 2023 to Mar 14, 2024
- Accounts · 684 to 441Jan 6, 2023 to Mar 9, 2023
- HNW clients · 187 to 129Jan 6, 2023 to Mar 9, 2023
- Individual clients · 484 to 147Jan 6, 2023 to Mar 9, 2023
- Employees · 4 to 5Jan 6, 2023 to Mar 9, 2023
- Discretionary RAUM · $281M to $137MJan 6, 2023 to Mar 9, 2023
- HNW RAUM · $201M to $103MJan 6, 2023 to Mar 9, 2023
Signals
5 dated events
- S••••• W••••• M••••••••• G••••• I••• reported RAUM $136.9M, down 51% from $280.7M (2023-01-06 to 2023-03-09)Mar 9, 2023 · RAUM change · derived
- F••• Christina Zins (Vice President) appeared on Schedule A of S••••• W••••• M••••••••• G••••• I•••Mar 9, 2023 · Control person joined · fact
- Ryan Dustin Dockter (Wealth Advisor) no longer on Schedule A of S••••• W••••• M••••••••• G••••• I••• (listed 2021-07-15, absent 2022-01-28)Jan 28, 2022 · Control person left · inference
- John Nicholas Goodwin (Wealth Advisor) no longer on Schedule A of S••••• W••••• M••••••••• G••••• I••• (listed 2021-07-15, absent 2022-01-28)Jan 28, 2022 · Control person left · inference
- S••••• W••••• M••••••••• G••••• I••• filed its initial SEC registration (Form ADV)Jun 30, 2017 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- info@yoursummitwealth.comreportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 805-384-1048reportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 805-384-1186reportedpublished by the firm, firm site, Sep 16, 2026
- Website
- YOURS•••••WEALTH.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 805-384-1186reportedpublic record, Form ADV, Aug 6, 2026
- Contact form
- yoursummitwealth.com/contact-usreportedpublished by the firm, firm site, Sep 16, 2026
- Team page
- yoursummitwealth.com/teamreportedpublished by the firm, firm site, Sep 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $62.4Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026