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RIA / WealthAdvisor32 years in industry

MARK DAVID COFFEY

Advisor at HICKORY FINANCIAL GROUP, LLC

HICKORY, NC

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 2:30 AM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 0
On other graphs: 0
Observed: Dec 31, 2001 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: HICKORY FINANCIAL GROUP, LLC
Current firm class: former SEC adviserderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Dec 7, 1993earliest registration or exam on IAPD
Years in industry: 32derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 7
Current registrations: 1
Registered states: 1
Exams: S65|S63
First exam: Dec 7, 1993
First registration: Dec 31, 2001
Dual registered: no
IAPD individual key: 2400035

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
HICKORY FINANCIAL GROUP, LLC	Former SEC adviser	Sep 30, 2020	n/a	yes	HICKORY, NC	Current employment
HICKORY FINANCIAL GROUP, LLC	Former SEC adviser	Dec 14, 2019	Sep 1, 2020	no	HICKORY, NC	Previous registration
AVENIR PRIVATE ADVISORS, LLC	Former SEC adviser	Nov 6, 2018	Jan 17, 2020	no	Hickory, NC\|MIAMI, FL	Previous registration
CAPITAL GUARDIAN WEALTH MANAGEMENT, LLC	Former SEC adviser	Nov 19, 2012	Nov 6, 2018	no	HICKORY, NC	Previous registration
CAPITOL SECURITIES MANAGEMENT, INC.	Independent wealth	Mar 30, 2007	Nov 19, 2012	no	HICKORY, NC\|GLEN ALLEN, VA\|HICKORY, NC\|VA BEACH, VA\|MIDDLETOWN, NJ\|GLEN ALLEN, VA\|GAITHERSBURG, MD\|MARTINSVILLE, VA\|WEXFORD, PA\|MIDDLEBURG, VA\|TOTOWA, NJ\|RESTON, VA\|VIRGINIA BEACH, VA\|NORFOLK, VA\|TAMPA, FL\|SPRINGFIELD, VA\|MIDDLEBURG, VA\|CLEARWATER, FL\|MANASSAS, VA\|ANNAPOLIS, MD\|VIENNA, VA\|NORFOLK, VA\|NORFOLK, VA\|ASHBURN, VA\|MIDDLEBURG, VA\|ST. PETERSBURG, FL\|GROOCHLAND, VA\|MIAMI, FL\|ALEXANDRIA, VA\|MCLEAN, VA\|HICKORY, NC\|GLEN ALLEN, VA\|Bradenton, FL\|SPRINGFIELD, VA\|INDIANAPOLIS, IN\|COLLEGEVILLE, PA\|GAITHERSBURG, MD\|CHESAPEAKE, VA\|SALISBURY, MD\|ANNANDALE, VA\|RESTON, VA\|WASHINGTON, DC\|WASHINGTON, DC\|MCLEAN, VA\|BOWIE, MD\|MANASSAS, VA\|MCLEAN, VA\|ANNAPOLIS, MD\|ALEXANDRIA, VA\|ASHBURN, VA\|MIDDLEBURG, VA\|VIENNA, VA\|NORFOLK, VA\|NORFOLK, VA\|HICKORY, NC	Previous registration
ANDERSON & STRUDWICK, INCORPORATED	Former SEC adviser	Apr 4, 2005	Mar 27, 2007	no	HICKORY, NC	Previous registration
A&S CAPITAL ADVISORS, INC.	n/a	Jun 18, 2004	Apr 4, 2005	no	HICKORY, NC	Previous registration
UBS FINANCIAL SERVICES INC.	Wirehouse	Dec 31, 2001	Feb 3, 2004	no	HICKORY, NC	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
AVENIR PRIVATE ADVISORS, LLC	HICKORY FINANCIAL GROUP, LLC	Jan 17, 2020	Dec 14, 2019	-34	Firm change after gap	RIA to new firm
CAPITAL GUARDIAN WEALTH MANAGEMENT, LLC	AVENIR PRIVATE ADVISORS, LLC	Nov 6, 2018	Nov 6, 2018	0	Firm change	RIA to new firm
CAPITOL SECURITIES MANAGEMENT, INC.	CAPITAL GUARDIAN WEALTH MANAGEMENT, LLC	Nov 19, 2012	Nov 19, 2012	0	Firm change	Other
ANDERSON & STRUDWICK, INCORPORATED	CAPITOL SECURITIES MANAGEMENT, INC.	Mar 27, 2007	Mar 30, 2007	3	Firm change	Other
A&S CAPITAL ADVISORS, INC.	ANDERSON & STRUDWICK, INCORPORATED	Apr 4, 2005	Apr 4, 2005	0	Firm change	Other
UBS FINANCIAL SERVICES INC.	A&S CAPITAL ADVISORS, INC.	Feb 3, 2004	Jun 18, 2004	136	Firm change	Other

Relationships

Registered with (7)

→ HICKORY FINANCIAL GROUP, LLCRegistered adviserregistration: previous registration
Dec 14, 2019 to Sep 1, 2020factForm ADV
→ AVENIR PRIVATE ADVISORS, LLCRegistered adviserregistration: previous registration
Nov 6, 2018 to Jan 17, 2020factForm ADV
→ CAPITAL GUARDIAN WEALTH MANAGEMENT, LLCRegistered adviserregistration: previous registration
Nov 19, 2012 to Nov 6, 2018factForm ADV
→ CAPITOL SECURITIES MANAGEMENT, INC.Registered adviserregistration: previous registration
Mar 30, 2007 to Nov 19, 2012factForm ADV
→ ANDERSON & STRUDWICK, INCORPORATEDRegistered adviserregistration: previous registration
Apr 4, 2005 to Mar 27, 2007factForm ADV
→ A&S CAPITAL ADVISORS, INC.Registered adviserregistration: previous registration
Jun 18, 2004 to Apr 4, 2005factForm ADV
→ UBS FINANCIAL SERVICES INC.Registered adviserregistration: previous registration
Dec 31, 2001 to Feb 3, 2004factForm ADV

Dated events

No dated event names this entity yet.