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A••••• L•••• F•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor21 years in industry

A••••• L•••• F•••••••

Advisor at F•••••••• A••••••• G•••• L•••••

GIG HARBOR, WA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:e70dbcfa-6044-71a0-aceb-f63aeb6f8120

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 6:49 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Feb 2, 2011 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: F•••••••• A••••••• G•••• L•••••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Apr 30, 2005earliest registration or exam on IAPD
Years in industry: 21derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
F•••••••• A••••••• G•••• L•••••	Independent wealth	Nov 5, 2019	n/a	yes	GIG HARBOR, WA	Current employment
M•••• C••••••• A••••••• S••••••	Bd affiliated wealth	Feb 6, 2020	Aug 11, 2022	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
M•••• C••••••• A••••••• S••••••	n/a	Aug 11, 2022	n/a	n/a	Departure no registered destination	Departure
C••••••••• F•••••••• N••••••	F•••••••• A••••••• G•••• L•••••	Nov 4, 2019	Nov 5, 2019

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
6413:8032:WA:2018-09-21	Sep 24, 2018	Sep 24, 2018	BREMERTON, WA	Firm change

Relationships

Registered with (5)

→ F•••••••• A••••••• G•••• L•••••Registered adviserregistration: current employment
Nov 5, 2019 to presentfactForm ADV
→ M•••• C••••••• A••••••• S••••••Registered adviserregistration: previous registration
Feb 6, 2020 to Aug 11, 2022factForm ADV
→ C••••••••• F•••••••• N••••••Registered adviserregistration: previous registration
Sep 24, 2018 to Nov 4, 2019factForm ADV
→ L•• F•••••••• L••

Dated events

Occurred
Aug 11, 2022
Advisor departed, no destination yet
A••••• L•••• F••••••• no longer registered at M•••• C••••••• A••••••• S••••••; no later IA registration on IAPD
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:e70dbcfa-6044-71a0-aceb-f63aeb6f8120
First observed: Feb 2, 2011
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.