DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Andrew Lucas Finnigan
Feed of 09/14/2026
Also filed as Andrew Lucas Finnigan
At current firm
6 y
since Nov 5, 2019
In the industry
21 y
since Apr 30, 2005 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Fortitude Advisory Group L.L.C. independent RIA currentsince Nov 5, 2019 · Gig Harbor, Wa
- Money Concepts Advisory Service BD affiliatedFeb 6, 2020 to Aug 11, 2022 · Palm Beach Gardens, Fl
- Commonwealth Financial Network national BDSep 24, 2018 to Nov 4, 2019 · Silverdale, Wa
- LPL Financial LLC BD affiliatedMay 12, 2011 to Sep 24, 2018 · Port Orchard, Wa
- Cetera Investment Services LLC formerFeb 2, 2011 to Feb 8, 2011 · Fircrest, Wa
Moves
a registration end followed by a registration begin elsewhere
- Money Concepts Advisory Service to no registered destinationleft Aug 11, 2022 · Departure, no registered destination
- Commonwealth Financial Network to Fortitude Advisory Group L.L.C.left Nov 4, 2019, registered Nov 5, 2019 (1 days) · Affiliated broker-dealer or bank to independent RIA
- LPL Financial LLC to Commonwealth Financial Networkleft Sep 24, 2018, registered Sep 24, 2018 (0 days) · RIA to affiliated broker-dealer or bank · moved with a team
- Cetera Investment Services LLC to LPL Financial LLCleft Feb 8, 2011, registered May 12, 2011 (93 days) · Other
Signals
- Andrew Lucas Finnigan no longer registered at Money Concepts Advisory Service; no later IA registration on IAPDAug 11, 2022 · Advisor departure · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 21derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address