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J•••• R••••• F•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)32 years in industry

J•••• R••••• F•••••

Advisor at C••••••• S••••••••• I•••

WESTWOOD, MA

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Search this name across graphsid dfx:ria:e72a3a0b-b81b-8f91-3d9c-154505f5f0a1

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 11:04 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 0
On other graphs: 0
Observed: Aug 31, 2004 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••••• S••••••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 21, 1994earliest registration or exam on IAPD
Years in industry: 32derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
C••••••• S••••••••• I•••	Bd affiliated wealth	Nov 21, 2017	n/a	yes	WESTWOOD, MA	Current employment
S••••••• I••••••••• I•••	Former SEC adviser	Feb 10, 2017	Nov 6, 2017	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
S••••••• I••••••••• I•••	C••••••• S••••••••• I•••	Nov 6, 2017	Nov 21, 2017	15	Firm change	Other
J••• H•••••• P••••••• F•••••••• S•••••••• L••	S••••••• I••••••••• I•••	Feb 10, 2017

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
468:174433:MA:2016-06-30	Jun 30, 2016	Jul 18, 2016	WESTWOOD, MA	Firm change
109591:468:NY:2015-04-15	Apr 15, 2015	Apr 29, 2015	NEW Y•••, NY	Firm change

Relationships

Registered with (5)

→ C••••••• S••••••••• I•••Registered adviserregistration: current employment
Nov 21, 2017 to presentfactForm ADV
→ S••••••• I••••••••• I•••Registered adviserregistration: previous registration
Feb 10, 2017 to Nov 6, 2017factForm ADV
→ J••• H•••••• P••••••• F•••••••• S•••••••• L••Registered adviserregistration: previous registration
Jul 18, 2016 to Feb 10, 2017factForm ADV
→ N•• Y••• L••• I••••••••• M••••••••• L••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:e72a3a0b-b81b-8f91-3d9c-154505f5f0a1
First observed: Aug 31, 2004
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.