DFX Intelligence

C•••••• S••• F••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)36 years in industry

C•••••• S••• F••

Advisor at J••• H•••••• I••••••••• M••••••••• L••

BOSTON, MA | Salisbury, NC

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Search this name across graphsid dfx:ria:e7488434-768b-f64f-ee64-d6a72efc6d08

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 6:42 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Feb 26, 2010 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: J••• H•••••• I••••••••• M••••••••• L••
Current firm class: asset managerderived
Book size: not public••• Locked
Industry start: Apr 30, 1990earliest registration or exam on IAPD
Years in industry: 36derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
J••• H•••••• I••••••••• M••••••••• L••	Asset manager	Nov 8, 2018	n/a	yes	BOSTON, MA\|Salisbury, NC	Current employment
M••••••• I••••••••• M••••••••• ••• L••	Asset manager	Sep 9, 2014	Nov 8, 2018	no	BOSTON, MA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M••••••• I••••••••• M••••••••• ••• L••	J••• H•••••• I••••••••• M••••••••• L••	Nov 8, 2018	Nov 8, 2018	0	Bulk transfer	Other
P•• A•••••••• L••	M••••••• I••••••••• M••••••••• ••• L••	Jan 11, 2012	Sep 9, 2014

Relationships

Registered with (3)

→ J••• H•••••• I••••••••• M••••••••• L••Registered adviserregistration: current employment
Nov 8, 2018 to presentfactForm ADV
→ M••••••• I••••••••• M••••••••• ••• L••Registered adviserregistration: previous registration
Sep 9, 2014 to Nov 8, 2018factForm ADV
→ P•• A•••••••• L••Registered adviserregistration: previous registration
Feb 26, 2010 to Jan 11, 2012factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:e7488434-768b-f64f-ee64-d6a72efc6d08
First observed: Feb 26, 2010
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.