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RIA / WealthAdvisor14 years in industry

RYAN CHRISTOPHER COLLETTE

Advisor at EP WEALTH ADVISORS

TORRANCE, CA | IRVINE, CA

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Search this name across graphsid dfx:ria:e749952e-4e45-9e23-1c03-7db87603ac3a

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 3:06 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 2
On other graphs: 0
Observed: Jul 13, 2012 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: EP WEALTH ADVISORS
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jul 12, 2012earliest registration or exam on IAPD
Years in industry: 14derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Exams: S66
First exam: Jul 12, 2012
First registration: Jul 13, 2012
Dual registered: no
Other names: RYAN COLLETTE
IAPD individual key: 6048928

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
EP WEALTH ADVISORS	Independent wealth	Dec 10, 2025	n/a	yes	TORRANCE, CA\|IRVINE, CA	Current employment
RWA WEALTH PARTNERS	Independent wealth	Nov 3, 2023	Oct 1, 2025	no	Costa Mesa, CA\|San Rafael, CA\|BOSTON, MA	Previous registration
POLARIS WEALTH ADVISORY GROUP	Former SEC adviser	Dec 15, 2015	Nov 7, 2023	no	Irvine, CA\|SAN RAFAEL, CA\|Costa Mesa, CA	Previous registration
WESCOM FINANCIAL SERVICES, LLC	Former SEC adviser	Jul 30, 2013	Nov 17, 2015	no	ONTARIO, CA\|PASADENA, CA\|WEST COVINA, CA\|ARCADIA, CA\|GLENDORA, CA	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Jul 13, 2012	Jul 19, 2013	no	IRVINE, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
RWA WEALTH PARTNERS	EP WEALTH ADVISORS	Oct 1, 2025	Dec 10, 2025	70	Firm change	RIA to RIA
POLARIS WEALTH ADVISORY GROUP	RWA WEALTH PARTNERS	Nov 7, 2023	Nov 3, 2023	-4	Firm change	RIA to RIA
WESCOM FINANCIAL SERVICES, LLC	POLARIS WEALTH ADVISORY GROUP	Nov 17, 2015	Dec 15, 2015	28	Firm change	Other
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	WESCOM FINANCIAL SERVICES, LLC	Jul 19, 2013	Jul 30, 2013	11	Firm change	Wirehouse to RIA

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
158718:156984:CA:2023-11-07	Nov 7, 2023	Nov 3, 2023	COSTA MESA, CA	Firm change

Relationships

Registered with (5)

→ EP WEALTH ADVISORSRegistered adviserregistration: current employment
Dec 10, 2025 to presentfactForm ADV
→ RWA WEALTH PARTNERSRegistered adviserregistration: previous registration
Nov 3, 2023 to Oct 1, 2025factForm ADV
→ POLARIS WEALTH ADVISORY GROUPRegistered adviserregistration: previous registration
Dec 15, 2015 to Nov 7, 2023factForm ADV
→ WESCOM FINANCIAL SERVICES, LLCRegistered adviserregistration: previous registration
Jul 30, 2013 to Nov 17, 2015factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Jul 13, 2012 to Jul 19, 2013factForm ADV

Dated events

Occurred
Oct 1, 2025
Advisor changed firm
Ryan Christopher Collette left Rwa Wealth Partners for Ep Wealth Advisors (registered 2025-12-10)
Form ADVobserved 6 days ago
Occurred
Nov 7, 2023
Advisor changed firm
Ryan Christopher Collette left Polaris Wealth Advisory Group for Rwa Wealth Partners (registered 2023-11-03)
Form ADVobserved 6 days ago