DFX Intelligence
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Reading the graph
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Advisor at N•••••• A•••••••
NEW ORLEANS, LA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| N•••••• A••••••• | Bd affiliated wealth | Jun 23, 2014 | n/a | yes | NEW ORLEANS, LA | Current employment |
| W•••• F•••• A••••••• | Wirehouse | Dec 7, 2012 | Jun 23, 2014 | no | NEW ORLEANS, LA|BATON ROUGE, LA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| W•••• F•••• A••••••• | N•••••• A••••••• | Jun 23, 2014 | Jun 23, 2014 | 0 | Firm change | Wirehouse to new firm |
| W•••• F•••• A••••••• | W•••• F•••• A••••••• | Dec 7, 2012 | Dec 7, 2012 |
| W•••• F•••• A••••••• | Wirehouse | Jun 2, 2009 | Dec 7, 2012 | no | BATON ROUGE, LA | Previous registration |
| Channel change |
| Wirehouse to wirehouse |