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RIA / WealthAdvisor30 years in industry

SAMUEL JOHN RONLUND

Advisor at DAKOTA WEALTH, LLC

PALM BEACH GARDENS, FL | Sartell, MN

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Search this name across graphsid dfx:ria:e77bd8c5-db91-3a1f-504a-6c841aeb2cfb

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 3:40 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 1
On other graphs: 0
Observed: May 15, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: DAKOTA WEALTH, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 3, 1996earliest registration or exam on IAPD
Years in industry: 30derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 6
Current registrations: 1
Registered states: 1
Exams: S66|S63|S65
First exam: Jun 3, 1996
First registration: May 15, 2002
Dual registered: no
Other names: SAMUEL JOHN RONLUND
IAPD individual key: 2727091

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
DAKOTA WEALTH, LLC	Independent wealth	Jan 2, 2024	n/a	yes	PALM BEACH GARDENS, FL\|Sartell, MN	Current employment
LEDGE WEALTH	Former SEC adviser	Dec 22, 2015	Mar 19, 2024	no	SARTELL, MN	Previous registration
CALAMOS ADVISORS LLC	Asset manager	Dec 17, 2012	Feb 18, 2015	no	NAPERVILLE, IL\|GOLDEN VALLEY, MN	Previous registration
CALAMOS WEALTH MANAGEMENT LLC	Independent wealth	Jun 28, 2010	Dec 12, 2012	no	NAPERVILLE, IL	Previous registration
INVESCO ADVISERS, INC.	Asset manager	Jan 1, 2010	Jun 5, 2010	no	ATLANTA, GA	Previous registration
INVESCO AIM PRIVATE ASSET MANAGEMENT, INC.	n/a	Jan 15, 2008	Jan 1, 2010	no	HOUSTON, TX	Previous registration
CHARLES SCHWAB & CO., INC.	National bd RIA	May 15, 2002	May 19, 2003	no	SAN FRANCISCO, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
LEDGE WEALTH	DAKOTA WEALTH, LLC	Mar 19, 2024	Jan 2, 2024	-77	Firm change after gap	RIA to RIA
CALAMOS ADVISORS LLC	LEDGE WEALTH	Feb 18, 2015	Dec 22, 2015	307	Firm change	Other
CALAMOS WEALTH MANAGEMENT LLC	CALAMOS ADVISORS LLC	Dec 12, 2012	Dec 17, 2012	5	Firm change	Other
INVESCO ADVISERS, INC.	CALAMOS WEALTH MANAGEMENT LLC	Jun 5, 2010	Jun 28, 2010	23	Firm change	Other
INVESCO AIM PRIVATE ASSET MANAGEMENT, INC.	INVESCO ADVISERS, INC.	Jan 1, 2010	Jan 1, 2010	0	Bulk transfer	Other
CHARLES SCHWAB & CO., INC.	INVESCO AIM PRIVATE ASSET MANAGEMENT, INC.	May 19, 2003	Jan 15, 2008	1,702	Firm change after gap	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
165713:297987:MN:2024-03-19	Mar 19, 2024	Jan 2, 2024	SARTELL, MN	Firm change after gap

Relationships

Registered with (7)

→ DAKOTA WEALTH, LLCRegistered adviserregistration: current employment
Jan 2, 2024 to presentfactForm ADV
→ LEDGE WEALTHRegistered adviserregistration: previous registration
Dec 22, 2015 to Mar 19, 2024factForm ADV
→ CALAMOS ADVISORS LLCRegistered adviserregistration: previous registration
Dec 17, 2012 to Feb 18, 2015factForm ADV
→ CALAMOS WEALTH MANAGEMENT LLCRegistered adviserregistration: previous registration
Jun 28, 2010 to Dec 12, 2012factForm ADV
→ INVESCO ADVISERS, INC.Registered adviserregistration: previous registration
Jan 1, 2010 to Jun 5, 2010factForm ADV
→ INVESCO AIM PRIVATE ASSET MANAGEMENT, INC.Registered adviserregistration: previous registration
Jan 15, 2008 to Jan 1, 2010factForm ADV
→ CHARLES SCHWAB & CO., INC.Registered adviserregistration: previous registration
May 15, 2002 to May 19, 2003factForm ADV

Dated events

Occurred
Mar 19, 2024
Advisor changed firm
Samuel John Ronlund left Ledge Wealth for Dakota Wealth, Llc (registered 2024-01-02)
Form ADVobserved 4 days ago