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RIA / WealthAdvisor20 years in industry

SHANNON J WEBB

Advisor at WEBB FINANCIAL GROUP

MISSION VIEJO, CA

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Search this name across graphsid dfx:ria:e786c722-dadb-ee6a-c2ec-a1eaba38e9b6

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 4:37 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: May 22, 2006 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: WEBB FINANCIAL GROUP
Current firm class: state registeredderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: May 19, 2006earliest registration or exam on IAPD
Years in industry: 20derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Exams: S66
First exam: May 19, 2006
First registration: May 22, 2006
Dual registered: no
Other names: SHANNON JEREMY WEBB|SHANNON WEBB
IAPD individual key: 5096053

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
WEBB FINANCIAL GROUP	State registered	Jan 19, 2018	n/a	yes	MISSION VIEJO, CA	Current employment
FSC SECURITIES CORPORATION	Former SEC adviser	May 30, 2013	May 21, 2018	no	ATLANTA, GA\|MISSION VIEJO, CA	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Sep 22, 2010	Jun 18, 2013	no	NEWPORT BEACH, CA	Previous registration
WELLS FARGO INVESTMENTS, LLC	n/a	May 22, 2006	Sep 27, 2010	no	LAGUNA NIGUEL, CA\|MISSION VIEJO, CA\|NEWPORT BEACH, CA\|COSTA MESA, CA\|HUNTINGTON BEACH, CA\|HUNTINGTON BEACH, CA\|SANTA ANA, CA\|SANTA ANA, CA\|NEWPORT BEACH, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
FSC SECURITIES CORPORATION	WEBB FINANCIAL GROUP	May 21, 2018	Jan 19, 2018	-122	Firm change after gap	Ibd to state RIA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	FSC SECURITIES CORPORATION	Jun 18, 2013	May 30, 2013	-19	Firm change	Other
WELLS FARGO INVESTMENTS, LLC	MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Sep 27, 2010	Sep 22, 2010	-5	Firm change	Other

Relationships

Registered with (4)

→ WEBB FINANCIAL GROUPRegistered adviserregistration: current employment
Jan 19, 2018 to presentfactForm ADV
→ FSC SECURITIES CORPORATIONRegistered adviserregistration: previous registration
May 30, 2013 to May 21, 2018factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Sep 22, 2010 to Jun 18, 2013factForm ADV
→ WELLS FARGO INVESTMENTS, LLCRegistered adviserregistration: previous registration
May 22, 2006 to Sep 27, 2010factForm ADV

Dated events

No dated event names this entity yet.