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Advisor at WELLS FARGO ADVISORS
FORT WAYNE, IN
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | Wirehouse | Jun 22, 2026 | n/a | yes | FORT WAYNE, IN | Current employment |
| WELLS FARGO ADVISORS | Wirehouse | Apr 11, 2018 | Jun 22, 2026 | no | FORT WAYNE, IN|FORT WAYNE, IN|FORT WAYNE, IN | Previous registration |
| FIFTH THIRD SECURITIES, INC. | Bd affiliated wealth | Jul 19, 2016 | Apr 6, 2018 | no | FORT WAYNE, IN | Previous registration |
| J.P. MORGAN SECURITIES LLC | Wirehouse | Oct 1, 2012 | Aug 5, 2014 | no | FORT WAYNE, IN|NEW HAVEN, IN|FORT WAYNE, IN|FORT WAYNE, IN | Previous registration |
| CHASE INVESTMENT SERVICES CORP. | Former SEC adviser | Mar 5, 2010 | Oct 1, 2012 | no | FORT WAYNE, IN|FORT WAYNE, IN|FORT WAYNE, IN|FORT WAYNE, IN | Previous registration |
| WELLS FARGO INVESTMENTS, LLC | n/a | Feb 5, 2008 | Mar 5, 2010 | no | FORT WAYNE, IN|FORT WAYNE, IN | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | WELLS FARGO ADVISORS | Jun 22, 2026 | Jun 22, 2026 | 0 | Channel change | Wirehouse to wirehouse |
| FIFTH THIRD SECURITIES, INC. | WELLS FARGO ADVISORS | Apr 6, 2018 | Apr 11, 2018 | 5 | Firm change | Ibd to wirehouse |
| J.P. MORGAN SECURITIES LLC | FIFTH THIRD SECURITIES, INC. | Aug 5, 2014 | Jul 19, 2016 | 714 | Firm change after gap | Other |
| CHASE INVESTMENT SERVICES CORP. | J.P. MORGAN SECURITIES LLC | Oct 1, 2012 | Oct 1, 2012 | 0 | Bulk transfer | Other |
| WELLS FARGO INVESTMENTS, LLC | CHASE INVESTMENT SERVICES CORP. | Mar 5, 2010 | Mar 5, 2010 | 0 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 19616:11025:IN:2026-06-18 | Jun 22, 2026 | Jun 22, 2026 | FORT WAYNE, IN | Firm change |