RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
R••••• P•••••• H••••••
- W•••• F•••• A••••••• wirehouse currentsince Jun 22, 2026 · Fort Wayne, In
- W•••• F•••• A••••••• wirehouseApr 11, 2018 to Jun 22, 2026 · Fort Wayne, In
- F•••• T•••• S••••••••• I••• BD affiliatedJul 19, 2016 to Apr 6, 2018 · Fort Wayne, In
- J••• M••••• S••••••••• L•• wirehouseOct 1, 2012 to Aug 5, 2014 · Fort Wayne, In
- C•••• I••••••••• S••••••• C•••• formerMar 5, 2010 to Oct 1, 2012 · Fort Wayne, In
- W•••• F•••• I••••••••• L•• unclassifiedFeb 5, 2008 to Mar 5, 2010 · Fort Wayne, In
- W•••• F•••• A••••••• to W•••• F•••• A•••••••left Jun 22, 2026, registered Jun 22, 2026 (0 days) · channel change inside one enterprise, not a move · moved with a team
- F•••• T•••• S••••••••• I••• to W•••• F•••• A•••••••left Apr 6, 2018, registered Apr 11, 2018 (5 days) · Affiliated broker-dealer or bank to wirehouse
- J••• M••••• S••••••••• L•• to F•••• T•••• S••••••••• I•••left Aug 5, 2014, registered Jul 19, 2016 (714 days) · Other
- C•••• I••••••••• S••••••• C•••• to J••• M••••• S••••••••• L••left Oct 1, 2012, registered Oct 1, 2012 (0 days) · corporate re-registration, not a move
- W•••• F•••• I••••••••• L•• to C•••• I••••••••• S••••••• C••••left Mar 5, 2010, registered Mar 5, 2010 (0 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 18derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address