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RIA / WealthAdvisorChartered Financial Consultantdual registered (broker-dealer)17 years in industry

GARRICK G RUIZ

Advisor at AQUIFER ASSET MANAGEMENT, LLC

SAN ANTONIO, TX

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Search this name across graphsid dfx:ria:e79ee0c4-78f9-d019-6f64-2780ffb15796

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 2:13 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Dec 14, 2009 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: AQUIFER ASSET MANAGEMENT, LLC
Current firm class: state registeredderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 26, 2008earliest registration or exam on IAPD
Years in industry: 17derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Designations: Chartered Financial Consultant
Exams: S63|S66
First exam: Sep 26, 2008
First registration: Dec 14, 2009
Dual registered: yes, broker-dealer
Other names: Garrick Ruiz
IAPD individual key: 5584980

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
AQUIFER ASSET MANAGEMENT, LLC	State registered	Apr 21, 2021	n/a	yes	SAN ANTONIO, TX	Current employment
SENDERO WEALTH MANAGEMENT, LLC	Independent wealth	May 15, 2018	Apr 9, 2019	no	SAN ANTONIO, TX	Previous registration
USAA INVESTMENT SERVICES COMPANY	No RAUM reported	Sep 17, 2015	Dec 1, 2017	no	SAN ANTONIO, TX\|Henrico, VA	Previous registration
USAA FINANCIAL PLANNING SERVICES	Former SEC adviser	Sep 19, 2012	Sep 24, 2015	no	ADDISON, TX\|SAN ANTONIO, TX	Previous registration
MORGAN KEEGAN & COMPANY, LLC	Former SEC adviser	Dec 14, 2009	Aug 20, 2012	no	SAN ANTONIO, TX	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
SENDERO WEALTH MANAGEMENT, LLC	AQUIFER ASSET MANAGEMENT, LLC	Apr 9, 2019	Apr 21, 2021	743	Firm change after gap	RIA to state RIA
USAA INVESTMENT SERVICES COMPANY	SENDERO WEALTH MANAGEMENT, LLC	Dec 1, 2017	May 15, 2018	165	Firm change	Ibd to RIA
USAA FINANCIAL PLANNING SERVICES	USAA INVESTMENT SERVICES COMPANY	Sep 24, 2015	Sep 17, 2015	-7	Channel change	Other
MORGAN KEEGAN & COMPANY, LLC	USAA FINANCIAL PLANNING SERVICES	Aug 20, 2012	Sep 19, 2012	30	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
106352:5475:TX:2015-09-14	Sep 24, 2015	Sep 17, 2015	SAN ANTONIO, TX	Firm change

Relationships

Registered with (5)

→ AQUIFER ASSET MANAGEMENT, LLCRegistered adviserregistration: current employment
Apr 21, 2021 to presentfactForm ADV
→ SENDERO WEALTH MANAGEMENT, LLCRegistered adviserregistration: previous registration
May 15, 2018 to Apr 9, 2019factForm ADV
→ USAA INVESTMENT SERVICES COMPANYRegistered adviserregistration: previous registration
Sep 17, 2015 to Dec 1, 2017factForm ADV
→ USAA FINANCIAL PLANNING SERVICESRegistered adviserregistration: previous registration
Sep 19, 2012 to Sep 24, 2015factForm ADV
→ MORGAN KEEGAN & COMPANY, LLCRegistered adviserregistration: previous registration
Dec 14, 2009 to Aug 20, 2012factForm ADV

Dated events

No dated event names this entity yet.