DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Garrick G Ruiz
Chartered Financial Consultant
Feed of 09/14/2026
Also filed as Garrick Ruiz
At current firm
5 y
since Apr 21, 2021
In the industry
17 y
since Sep 26, 2008 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Aquifer Asset Management, LLC state registered currentsince Apr 21, 2021 · San Antonio, Tx
- Sendero Wealth Management, LLC independent RIAMay 15, 2018 to Apr 9, 2019 · San Antonio, Tx
- Usaa Investment Services Company no RAUMSep 17, 2015 to Dec 1, 2017 · San Antonio, Tx
- Usaa Financial Planning Services formerSep 19, 2012 to Sep 24, 2015 · Addison, Tx
- Morgan Keegan & Company, LLC formerDec 14, 2009 to Aug 20, 2012 · San Antonio, Tx
Moves
a registration end followed by a registration begin elsewhere
- Sendero Wealth Management, LLC to Aquifer Asset Management, LLCleft Apr 9, 2019, registered Apr 21, 2021 (743 days) · RIA to a state-registered adviser
- Usaa Investment Services Company to Sendero Wealth Management, LLCleft Dec 1, 2017, registered May 15, 2018 (165 days) · Affiliated broker-dealer or bank to independent RIA
- Usaa Financial Planning Services to Usaa Investment Services Companyleft Sep 24, 2015, registered Sep 17, 2015 (-7 days) · channel change inside one enterprise, not a move · moved with a team
- Morgan Keegan & Company, LLC to Usaa Financial Planning Servicesleft Aug 20, 2012, registered Sep 19, 2012 (30 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 17derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address