DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Elliot Bruce Herman
Certified Financial Planner
Feed of 09/14/2026
At current firm
2 y
since Nov 3, 2023
In the industry
32 y
since Jun 27, 1994 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Edelman Financial Engines independent RIA currentsince Nov 3, 2023 · Quincy, Ma
- Prw Wealth Management LLC formerNov 23, 2016 to Dec 11, 2023 · Quincy, Ma
- Kestra Advisory Services, LLC BD affiliatedMay 9, 2016 to Dec 5, 2016 · Quincy, Ma
- Nfp Advisor Services, LLC formerMar 15, 2016 to Sep 22, 2016 · Quincy, Ma
Moves
a registration end followed by a registration begin elsewhere
- Prw Wealth Management LLC to Edelman Financial Enginesleft Dec 11, 2023, registered Nov 3, 2023 (-38 days) · RIA to RIA · moved with a team
- Kestra Advisory Services, LLC to Prw Wealth Management LLCleft Dec 5, 2016, registered Nov 23, 2016 (-12 days) · Other
- Nfp Advisor Services, LLC to Kestra Advisory Services, LLCleft Sep 22, 2016, registered May 9, 2016 (-136 days) · corporate re-registration, not a move
Signals
- Elliot Bruce Herman left Prw Wealth Management Llc for Edelman Financial Engines (registered 2023-11-03)Dec 11, 2023 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 32derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address