DFX Intelligence

D••••• G••••• G••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)35 years in industry

D••••• G••••• G••••

Advisor at L••• P••• A•••••••

••• Locked

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:e7bc9a3d-f12e-d258-b4ca-f20ab13b4f98

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 8:25 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 2
On other graphs: 0
Observed: Jun 3, 2002 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L••• P••• A•••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: May 16, 1991earliest registration or exam on IAPD
Years in industry: 35derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L••• P••• A•••••••	Independent wealth	Jul 28, 2026	n/a	yes	DRAPER, UT\|Salt Lake City , UT	Current employment
D•••••••• A••••••• S•••••••• L••	Bd affiliated wealth	Jan 12, 2024	Jul 22, 2026	no	Salt Lake City, UT\|SOUTH JORDAN, UT\|Sandy, UT

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
D•••••••• A••••••• S•••••••• L••	L••• P••• A•••••••	Jul 22, 2026	Jul 28, 2026	6	Firm change	Ibd to RIA
D••• I••••••••• L••	D•••••••• A••••••• S•••••••• L••	Feb 9, 2024	Jan 12, 2024

Team moves

••• Locked

Team	Left	Joined	From	Kind
155576:326060:UT:2024-02-08	Feb 9, 2024	Jan 12, 2024	SALT LAKE CITY, UT	Firm change

Relationships

Registered with (4)

→ L••• P••• A•••••••Registered adviserregistration: current employment
Jul 28, 2026 to presentfactForm ADV
→ D•••••••• A••••••• S•••••••• L••Registered adviserregistration: previous registration
Jan 12, 2024 to Jul 22, 2026factForm ADV
→ D••• I••••••••• L••Registered adviserregistration: previous registration
Mar 4, 2019 to Feb 9, 2024factForm ADV
→ H•••••• T••••••• • K•••• L••

Dated events

Occurred
Jul 22, 2026
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Feb 9, 2024
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:e7bc9a3d-f12e-d258-b4ca-f20ab13b4f98
First observed: Jun 3, 2002
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.