DFX Intelligence

K•••• J•• M•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner20 years in industry

K•••• J•• M•••••••

Advisor at P••••••• A•••••••• L••

SAN FRANCISCO, CA

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 6:45 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Jan 24, 2006 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: P••••••• A•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jan 23, 2006earliest registration or exam on IAPD
Years in industry: 20derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
P••••••• A•••••••• L••	Independent wealth	Nov 7, 2025	n/a	yes	SAN FRANCISCO, CA	Current employment
O•••••• P•••••••	Independent wealth	Apr 11, 2017	Nov 10, 2025	no	SAN FRANCISCO, CA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
O•••••• P•••••••	P••••••• A•••••••• L••	Nov 10, 2025	Nov 7, 2025	-3	Firm change	RIA to RIA
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	O•••••• P•••••••	Mar 21, 2017	Apr 11, 2017

Relationships

Registered with (5)

→ P••••••• A•••••••• L••Registered adviserregistration: current employment
Nov 7, 2025 to presentfactForm ADV
→ O•••••• P•••••••Registered adviserregistration: previous registration
Apr 11, 2017 to Nov 10, 2025factForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Registered adviserregistration: previous registration
Oct 6, 2009 to Mar 21, 2017factForm ADV
→ U•• F•••••••• S••••••• I•••

Dated events

Order

Occurred
10 Nov 2025
Advisor changed firm
••• Locked
Form ADV

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Jan 24, 2006
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.