DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Karen Joy Mcmillan
Certified Financial Planner
Feed of 09/14/2026
Also filed as Karen Joy Mcmillan
At current firm
0 y
since Nov 7, 2025
In the industry
20 y
since Jan 23, 2006 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Parallel Advisors, LLC independent RIA currentsince Nov 7, 2025 · San Francisco, Ca
- Osborne Partners independent RIAApr 11, 2017 to Nov 10, 2025 · San Francisco, Ca
- Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOct 6, 2009 to Mar 21, 2017 · San Francisco, Ca
- UBS Financial Services Inc. wirehouseFeb 9, 2007 to Oct 6, 2009 · Weehawken, Nj
- Keybanc Capital Markets Inc. unclassifiedJan 24, 2006 to Feb 9, 2007 · Bangor, Me
Moves
a registration end followed by a registration begin elsewhere
- Osborne Partners to Parallel Advisors, LLCleft Nov 10, 2025, registered Nov 7, 2025 (-3 days) · RIA to RIA
- Merrill Lynch, Pierce, Fenner & Smith Incorporated to Osborne Partnersleft Mar 21, 2017, registered Apr 11, 2017 (21 days) · Other
- UBS Financial Services Inc. to Merrill Lynch, Pierce, Fenner & Smith Incorporatedleft Oct 6, 2009, registered Oct 6, 2009 (0 days) · Wirehouse to wirehouse
- Keybanc Capital Markets Inc. to UBS Financial Services Inc.left Feb 9, 2007, registered Feb 9, 2007 (0 days) · corporate re-registration, not a move
Signals
- Karen Joy Mcmillan left Osborne Partners for Parallel Advisors, Llc (registered 2025-11-07)Nov 10, 2025 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 20derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address