DFX Intelligence

M•••••• D•••• H•••••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisordual registered (broker-dealer)26 years in industry

M•••••• D•••• H•••••

Advisor at B•• M••••• S••••••••• C•••••••••

Scarsdale, NY | NEW YORK, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:e7ddba6e-f31d-adb7-97d6-2ba21c1d24c2

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 5:28 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Aug 12, 2005 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: B•• M••••• S••••••••• C•••••••••
Current firm class: other adviserderived
Book size: not public••• Locked
Industry start: Apr 7, 2000earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 16derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
B•• M••••• S••••••••• C•••••••••	Other adviser	Nov 5, 2009	n/a	yes	NEW YORK, NY\|Scarsdale, NY	Current employment
T• A••••••••• I••••••••• M••••••••• L••	Former SEC adviser	Jan 5, 2007	Oct 26, 2009	no	BOCA RATON, FL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
T• A••••••••• I•••	B•• M••••• S••••••••• C•••••••••	Oct 26, 2009	Nov 5, 2009	10	Firm change	Other
T• A••••••••• I••••••••• M••••••••• L••	T• A••••••••• I•••	Oct 26, 2009	Jan 5, 2007

Relationships

Registered with (3)

→ B•• M••••• S••••••••• C•••••••••Registered adviserregistration: previous registration
Aug 12, 2005 to Oct 23, 2006factForm ADV
→ T• A••••••••• I••••••••• M••••••••• L••Registered adviserregistration: previous registration
Jan 5, 2007 to Oct 26, 2009factForm ADV
→ T• A••••••••• I•••Registered adviserregistration: previous registration
Jan 5, 2007 to Oct 26, 2009factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:e7ddba6e-f31d-adb7-97d6-2ba21c1d24c2
First observed: Aug 12, 2005
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.