DFX Intelligence

D•••• E••• H•••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor45 years in industry

D•••• E••• H•••••••••

Advisor at B•••••••• I••••••••• G••••

Altadena, CA | PHOENIX, AZ

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 5:43 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Jul 8, 1997 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: B•••••••• I••••••••• G••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Oct 6, 1980earliest registration or exam on IAPD
Years in industry: 45derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
B•••••••• I••••••••• G••••	Independent wealth	May 29, 2026	n/a	yes	Altadena, CA\|PHOENIX, AZ	Current employment
B•••••••• I••••••••• G••••	Independent wealth	May 8, 2023	Dec 31, 2025	no	PHOENIX, AZ\|PASADENA, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
B•••••••• A•••• M••••••••• L••	B•••••••• I••••••••• G••••	Jun 30, 2023	May 8, 2023	-53	Firm change after gap	Other
C••••• • A••••••••• I•••	B•••••••• A•••• M••••••••• L••	Feb 26, 2015	Apr 19, 2016

Team moves

••• Locked

Team	Left	Joined	From	Kind
143440:316544:CA:2023-06-30	Jun 30, 2023	May 8, 2023	ALTADENA, CA	Firm change after gap

Relationships

Registered with (5)

→ B•••••••• I••••••••• G••••Registered adviserregistration: previous registration
May 8, 2023 to Dec 31, 2025factForm ADV
→ B•••••••• A•••• M••••••••• L••Registered adviserregistration: previous registration
Apr 19, 2016 to Jun 30, 2023factForm ADV
→ C••••• • A••••••••• I•••Registered adviserregistration: previous registration
Jan 2, 2015 to Feb 26, 2015factForm ADV
→ O••••••••• • C•• I•••

Dated events

Occurred
Jun 30, 2023
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Jul 8, 1997
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.