RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
D•••• E••• H•••••••••
- B•••••••• I••••••••• G•••• independent RIA currentsince May 29, 2026 · Altadena, Ca
- B•••••••• I••••••••• G•••• independent RIAMay 8, 2023 to Dec 31, 2025 · Phoenix, Az
- B•••••••• A•••• M••••••••• L•• independent RIAApr 19, 2016 to Jun 30, 2023 · Newport Beach, Ca
- C••••• • A••••••••• I••• independent RIAJan 2, 2015 to Feb 26, 2015 · Newport Beach, Ca
- O••••••••• • C•• I••• BD affiliatedJun 2, 2009 to Dec 31, 2014 · Newport Beach, Ca
- U•• F•••••••• S••••••• I••• wirehouseJul 8, 1997 to Jun 18, 2009 · Los Angeles, Ca
- B•••••••• A•••• M••••••••• L•• to B•••••••• I••••••••• G••••left Jun 30, 2023, registered May 8, 2023 (-53 days) · Other · moved with a team
- C••••• • A••••••••• I••• to B•••••••• A•••• M••••••••• L••left Feb 26, 2015, registered Apr 19, 2016 (418 days) · Other
- O••••••••• • C•• I••• to C••••• • A••••••••• I•••left Dec 31, 2014, registered Jan 2, 2015 (2 days) · Other
- U•• F•••••••• S••••••• I••• to O••••••••• • C•• I•••left Jun 18, 2009, registered Jun 2, 2009 (-16 days) · Other
- D•••• E••• H••••••••• left B•••••••• A•••• M••••••••• L•• for B•••••••• I••••••••• G•••• (registered 2023-05-08)Jun 30, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 45derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address