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RIA / WealthAdvisorCertified Financial Planner23 years in industry

William F Gallagher

Advisor at WEALTH ENHANCEMENT ADVISORY SERVICES, LLC

OCEAN, NJ | PLYMOUTH, MN

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Search this name across graphsid dfx:ria:e7f31bee-9cc8-10cd-45bd-2438907d2c1c

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 2:09 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Aug 28, 2003 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: WEALTH ENHANCEMENT ADVISORY SERVICES, LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 25, 2003earliest registration or exam on IAPD
Years in industry: 23derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner
Exams: S63|S66
First exam: Aug 25, 2003
First registration: Aug 28, 2003
Dual registered: no
Other names: William Francis Gallagher
IAPD individual key: 4520337

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC	Bd affiliated wealth	Jun 9, 2025	n/a	yes	OCEAN, NJ\|PLYMOUTH, MN	Current employment
ZYNERGY RETIREMENT PLANNING	Independent wealth	May 12, 2021	Mar 12, 2025	no	RED BANK, NJ	Previous registration
Facet	Independent wealth	Mar 5, 2020	Feb 22, 2021	no	WEST PALM BEACH, FL\|Ocean, NJ	Previous registration
HARTSHORNE GROUP, LLC	No RAUM reported	Oct 12, 2009	Mar 23, 2020	no	RED BANK, NJ	Previous registration
WBI INVESTMENTS, LLC	Independent wealth	Jun 20, 2008	Mar 23, 2020	no	Red Bank, NJ	Previous registration
TD WEALTH MANAGEMENT SERVICES INC.	n/a	Aug 28, 2003	Jul 24, 2007	no	PISCATAWAY, NJ\|SOUTH PLAINFIELD, NJ\|SOUTH PLAINFIELD, NJ	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
ZYNERGY RETIREMENT PLANNING	WEALTH ENHANCEMENT ADVISORY SERVICES, LLC	Mar 12, 2025	Jun 9, 2025	89	Firm change	RIA to ibd
Facet	ZYNERGY RETIREMENT PLANNING	Feb 22, 2021	May 12, 2021	79	Firm change	RIA to RIA
WBI INVESTMENTS, LLC	HARTSHORNE GROUP, LLC	Mar 23, 2020	Oct 12, 2009	-3,815	Firm change after gap	Other
HARTSHORNE GROUP, LLC	Facet	Mar 23, 2020	Mar 5, 2020	-18	Firm change	Other
TD WEALTH MANAGEMENT SERVICES INC.	WBI INVESTMENTS, LLC	Jul 24, 2007	Jun 20, 2008	332	Firm change	Other

Relationships

Registered with (6)

→ WEALTH ENHANCEMENT ADVISORY SERVICES, LLCRegistered adviserregistration: current employment
Jun 9, 2025 to presentfactForm ADV
→ ZYNERGY RETIREMENT PLANNINGRegistered adviserregistration: previous registration
May 12, 2021 to Mar 12, 2025factForm ADV
→ FACETRegistered adviserregistration: previous registration
Mar 5, 2020 to Feb 22, 2021factForm ADV
→ WBI INVESTMENTS, LLCRegistered adviserregistration: previous registration
Jun 20, 2008 to Mar 23, 2020factForm ADV
→ HARTSHORNE GROUP, LLCRegistered adviserregistration: previous registration
Oct 12, 2009 to Mar 23, 2020factForm ADV
→ TD WEALTH MANAGEMENT SERVICES INC.Registered adviserregistration: previous registration
Aug 28, 2003 to Jul 24, 2007factForm ADV

Dated events

Occurred
Mar 12, 2025
Advisor changed firm
William F Gallagher left Zynergy Retirement Planning for Wealth Enhancement Advisory Services, Llc (registered 2025-06-09)
Form ADVobserved 4 days ago