RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
W•••••• F• G••••••••
- W••••• E••••••••• A••••••• S•••••••• L•• BD affiliated currentsince Jun 9, 2025 · Ocean, Nj
- Z•••••• R••••••••• P••••••• independent RIAMay 12, 2021 to Mar 12, 2025 · Red Bank, Nj
- F•••• independent RIAMar 5, 2020 to Feb 22, 2021 · West Palm Beach, Fl
- H••••••••• G••••• L•• no RAUMOct 12, 2009 to Mar 23, 2020 · Red Bank, Nj
- W•• I••••••••• L•• independent RIAJun 20, 2008 to Mar 23, 2020 · Red Bank, Nj
- T• W••••• M••••••••• S••••••• I••• unclassifiedAug 28, 2003 to Jul 24, 2007 · Piscataway, Nj
- Z•••••• R••••••••• P••••••• to W••••• E••••••••• A••••••• S•••••••• L••left Mar 12, 2025, registered Jun 9, 2025 (89 days) · RIA to affiliated broker-dealer or bank
- F•••• to Z•••••• R••••••••• P•••••••left Feb 22, 2021, registered May 12, 2021 (79 days) · RIA to RIA
- W•• I••••••••• L•• to H••••••••• G••••• L••left Mar 23, 2020, registered Oct 12, 2009 (-3815 days) · Other
- H••••••••• G••••• L•• to F••••left Mar 23, 2020, registered Mar 5, 2020 (-18 days) · Other
- T• W••••• M••••••••• S••••••• I••• to W•• I••••••••• L••left Jul 24, 2007, registered Jun 20, 2008 (332 days) · Other
- W•••••• F• G•••••••• left Z•••••• R••••••••• P••••••• for W••••• E••••••••• A••••••• S•••••••• L•• (registered 2025-06-09)Mar 12, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 23derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address