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Advisor at AMERIPRISE FINANCIAL SERVICES, LLC
Chardon, OH
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| AMERIPRISE FINANCIAL SERVICES, LLC | National bd RIA | Aug 29, 2023 | n/a | yes | Chardon, OH|Chardon, OH | Current employment |
| MASTERS CONSULTING GROUP | Former SEC adviser | Jan 27, 2015 | Sep 6, 2023 | no | CHARDON, OH | Previous registration |
| LPL FINANCIAL LLC | Bd affiliated wealth | Dec 1, 2011 | Oct 6, 2020 | no | CHARDON, OH|CHARDON, OH|SAN DIEGO, CA | Previous registration |
| WELLS FARGO ADVISORS | Wirehouse | Jan 10, 2008 | Dec 2, 2011 | no | CHARDON, OH | Previous registration |
| WELLS FARGO ADVISORS | Wirehouse | Oct 25, 2004 | Jan 7, 2008 | no | PEPPER PIKE, OH|PEPPER PIKE, OH | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MASTERS CONSULTING GROUP | AMERIPRISE FINANCIAL SERVICES, LLC | Sep 6, 2023 | Aug 29, 2023 | -8 | Firm change | RIA to ibd |
| LPL FINANCIAL LLC | MASTERS CONSULTING GROUP | Oct 6, 2020 | Jan 27, 2015 | -2,079 | Firm change after gap | Ibd to RIA |
| WELLS FARGO ADVISORS | LPL FINANCIAL LLC | Dec 2, 2011 | Dec 1, 2011 | -1 | Firm change | Other |
| WELLS FARGO ADVISORS | WELLS FARGO ADVISORS | Jan 7, 2008 | Jan 10, 2008 | 3 | Channel change | Wirehouse to wirehouse |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 173630:6363:OH:2023-09-06 | Sep 6, 2023 | Aug 29, 2023 | CHARDON, OH | Firm change |