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RIA / WealthAdvisordual registered (broker-dealer)39 years in industry

DAVID GEORGE RISSER

Advisor at ALTAMIRA FINANCIAL GROUP, LLC

SANTA FE, NM

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Search this name across graphsid dfx:ria:e813157f-7c6b-a997-8427-d1d754a0a523

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 2:43 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Feb 23, 1993 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: ALTAMIRA FINANCIAL GROUP, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Apr 23, 1987earliest registration or exam on IAPD
Years in industry: 39derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 2
Exams: S63
First exam: Apr 23, 1987
First registration: Feb 23, 1993
Dual registered: yes, broker-dealer
IAPD individual key: 1634106

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
ALTAMIRA FINANCIAL GROUP, LLC	Independent wealth	Jan 7, 2022	n/a	yes	SANTA FE, NM\|SANTA FE, NM	Current employment
FINANCIAL PARTNERS, LLC	Independent wealth	Apr 2, 2014	Jan 3, 2022	no	SANTA FE, NM\|SANTA FE, NM	Previous registration
MORGAN STANLEY	Wirehouse	Jun 1, 2009	Mar 5, 2010	no	SANTA FE, NM	Previous registration
MORGAN STANLEY & CO. LLC	n/a	Apr 2, 2007	Jun 1, 2009	no	SANTA FE, NM	Previous registration
MORGAN STANLEY DW INC.	n/a	Feb 23, 1993	Apr 2, 2007	no	SANTA FE, NM\|SANTA FE, NM	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
FINANCIAL PARTNERS, LLC	ALTAMIRA FINANCIAL GROUP, LLC	Jan 3, 2022	Jan 7, 2022	4	Firm change	RIA to new firm
MORGAN STANLEY	FINANCIAL PARTNERS, LLC	Mar 5, 2010	Apr 2, 2014	1,489	Firm change after gap	Other
MORGAN STANLEY & CO. LLC	MORGAN STANLEY	Jun 1, 2009	Jun 1, 2009	0	Bulk transfer	Other
MORGAN STANLEY DW INC.	MORGAN STANLEY & CO. LLC	Apr 2, 2007	Apr 2, 2007	0	Bulk transfer	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
170002:316907:NM:2022-01-03	Jan 3, 2022	Jan 7, 2022	SANTA FE, NM	Firm change

Relationships

Registered with (5)

→ ALTAMIRA FINANCIAL GROUP, LLCRegistered adviserregistration: current employment
Jan 7, 2022 to presentfactForm ADV
→ FINANCIAL PARTNERS, LLCRegistered adviserregistration: previous registration
Apr 2, 2014 to Jan 3, 2022factForm ADV
→ MORGAN STANLEYRegistered adviserregistration: previous registration
Jun 1, 2009 to Mar 5, 2010factForm ADV
→ MORGAN STANLEY & CO. LLCRegistered adviserregistration: previous registration
Apr 2, 2007 to Jun 1, 2009factForm ADV
→ MORGAN STANLEY DW INC.Registered adviserregistration: previous registration
Feb 23, 1993 to Apr 2, 2007factForm ADV

Dated events

Occurred
Jan 3, 2022
Advisor changed firm
David George Risser left Financial Partners, Llc for Altamira Financial Group, Llc (registered 2022-01-07)
Form ADVobserved 6 days ago