DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
David George Risser
Feed of 09/14/2026
At current firm
4 y
since Jan 7, 2022
In the industry
39 y
since Apr 23, 1987 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Altamira Financial Group, LLC independent RIA currentsince Jan 7, 2022 · Santa Fe, Nm
- Financial Partners, LLC independent RIAApr 2, 2014 to Jan 3, 2022 · Santa Fe, Nm
- Morgan Stanley wirehouseJun 1, 2009 to Mar 5, 2010 · Santa Fe, Nm
- Morgan Stanley & Co. LLC unclassifiedApr 2, 2007 to Jun 1, 2009 · Santa Fe, Nm
- Morgan Stanley Dw Inc. unclassifiedFeb 23, 1993 to Apr 2, 2007 · Santa Fe, Nm
Moves
a registration end followed by a registration begin elsewhere
- Financial Partners, LLC to Altamira Financial Group, LLCleft Jan 3, 2022, registered Jan 7, 2022 (4 days) · RIA to a newly registered adviser · moved with a team
- Morgan Stanley to Financial Partners, LLCleft Mar 5, 2010, registered Apr 2, 2014 (1489 days) · Other
- Morgan Stanley & Co. LLC to Morgan Stanleyleft Jun 1, 2009, registered Jun 1, 2009 (0 days) · corporate re-registration, not a move
- Morgan Stanley Dw Inc. to Morgan Stanley & Co. LLCleft Apr 2, 2007, registered Apr 2, 2007 (0 days) · corporate re-registration, not a move
Signals
- David George Risser left Financial Partners, Llc for Altamira Financial Group, Llc (registered 2022-01-07)Jan 3, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 39derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address