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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

FINANCIAL PARTNERS, LLC

CRD 170002

SANTA FE, NM

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:714b1620-ec3c-2770-b5fc-0ffcf3351d3a

Data as of Mar 31, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 9:14 PM UTC and rebuilt at most every 15 minutes.

Relationships: 13
Dated events: 10
On other graphs: 0
Observed: Feb 27, 2017 to Mar 31, 2026
22 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $182MItem 5.F on the latest filing (2026-03-31); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $182M
Private client RAUM: $182MderivedItem 5.D individuals plus high net worth individuals
Private client share: 100%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 3
RAUM per advisor: $60.6Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 4
Advisory employees: 3
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 268
Individual clients: 203
High net worth clients: 65
Custody, client assets: $950,000
SEC number: 801-110092
CRD: 170002
Filings on the tape: 22
First filed: Feb 27, 2017
Latest filed: Mar 31, 2026
Organised: Limited Liability Company, NM
Website: financialpartnersnm.com

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
PETER DENIS MURPHY	Certified Financial Planner	Santa Fe, NM \| SANTA FE, NM	9	22	2	no
Silas Michael Peterson	n/a	SANTA FE, NM	4	22	n/a	no
Gregory A Myers	Certified Financial Planner	SANTA FE, NM	2	23	5	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
MURPHY, PETER, DENIS	MANAGING MEMBER	C	yes	01/2022	Feb 10, 2022	Aug 14, 2024
Myers, Gregory, A	Partner	C	yes	04/2024	Apr 8, 2024	Aug 14, 2024
Peterson, Silas, Michael	CHIEF COMPLIANCE OFFICER & PARTNER	C	yes	07/2023	Aug 11, 2023	Aug 14, 2024

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 31, 2026	$182M	$182M	4	3	0	n/a	n/a
2024	Mar 19, 2025	$146M	$146M	5	3	0	n/a	n/a
2023	Feb 20, 2024	$121M	$121M	3	3	0	n/a	n/a
2022	Jan 23, 2023	$99.5M	$99.5M	4	3	0	n/a	n/a
2021	Feb 10, 2022	$110M	$10.0M	4	2	0	n/a	n/a
2020	Jan 12, 2021	$190M	$190M	10	5	2	n/a	n/a
2019	Feb 10, 2020	$168M	$168M	12	10	2	n/a	n/a
2018	Jan 22, 2019	$138M	$138M	9	9	3	n/a	n/a
2017	Feb 6, 2018	$127M	$32.4M	8	8	3	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	1	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$182M	$146M	24.8%	$99.5M	22.2%	4	5	0	0

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
ALTAMIRA FINANCIAL GROUP, LLC	3	Jan 3, 2022	Jan 7, 2022	SANTA FE, NM	Firm absorbed	RIA to new firm	60.0%

Relationships

Registered with (9)

← Gregory A MyersAdvisorregistration: current employment
Mar 8, 2024 to presentfactForm ADV
← Silas Michael PetersonAdvisorregistration: current employment
Apr 4, 2022 to presentfactForm ADV
← PETER DENIS MURPHYAdvisorregistration: current employment
Oct 24, 2016 to presentfactForm ADV
← DAVID GEORGE RISSERAdvisorregistration: previous registration
Apr 2, 2014 to Jan 3, 2022factForm ADV
← KERRY DOUGLAS LEEAdvisorregistration: previous registration
Mar 31, 2014 to Jan 3, 2022factForm ADV
← GONZALO RUFATTAdvisorregistration: previous registration
Mar 31, 2014 to Jan 3, 2022factForm ADV
← WILLIAM R. DOUGLASAdvisorregistration: previous registration
Aug 7, 2014 to Jan 3, 2022factForm ADV
← CHRISTOPHER PAUL PRIENAdvisorregistration: previous registration
May 4, 2015 to May 20, 2016factForm ADV
← Katrina Suzette JohnsonAdvisorregistration: previous registration
Nov 12, 2014 to Feb 29, 2016factForm ADV

Controls (3)

← Myers, Gregory, AOwnerPARTNER, ownership code C, individual
Apr 8, 2024 to Aug 14, 2024factForm ADV
← MURPHY, PETER, DENISOwnerMANAGING MEMBER, ownership code C, individual
Feb 10, 2022 to Aug 14, 2024factForm ADV
← Peterson, Silas, MichaelOwnerCHIEF COMPLIANCE OFFICER & PARTNER, ownership code C, individual
Aug 11, 2023 to Aug 14, 2024factForm ADV

Moved with (1)

→ ALTAMIRA FINANCIAL GROUP, LLCRegistered adviser3 advisors, firm absorbed, same day
Jan 3, 2022 to Jan 7, 2022factForm ADV

Dated events

Occurred
Apr 8, 2024
Control person joined
A Gregory Myers (Partner) appeared on Schedule A of Financial Partners, Llc
Form ADVobserved 4 days ago
Occurred
Aug 11, 2023
Control person left
Arthur Charles Goodman (Principal/Cco/Member) no longer on Schedule A of Financial Partners, Llc (listed 2023-01-23, absent 2023-08-11)
Form ADVobserved 4 days ago
Occurred
Aug 11, 2023
Control person joined
Michael Silas Peterson (Chief Compliance Officer & Partner) appeared on Schedule A of Financial Partners, Llc
Form ADVobserved 4 days ago
Occurred
Feb 10, 2022
Control person joined
Denis Peter Murphy (Managing Member) appeared on Schedule A of Financial Partners, Llc
Form ADVobserved 4 days ago
Occurred
Jan 3, 2022
Firm absorbed
Financial Partners, LLC's advisors moved to Altamira Financial Group, LLC (Santa FE, NM): 3 of 5 registered, on the same day
Form ADVobserved 4 days ago
3 advisors
Occurred
Jan 3, 2022
Advisor changed firm
Kerry Douglas Lee left Financial Partners, Llc for Altamira Financial Group, Llc (registered 2021-12-21)
Form ADVobserved 4 days ago
Occurred
Jan 3, 2022
Advisor changed firm
Gonzalo Rufatt left Financial Partners, Llc for Altamira Financial Group, Llc (registered 2022-01-04)
Form ADVobserved 4 days ago
Occurred
Jan 3, 2022
Advisor changed firm
David George Risser left Financial Partners, Llc for Altamira Financial Group, Llc (registered 2022-01-07)
Form ADVobserved 4 days ago
Occurred
Jan 3, 2022
Advisor changed firm
William R. Douglas left Financial Partners, Llc for Western Wealth Management Llc (registered 2021-12-10)
Form ADVobserved 4 days ago
Occurred
Feb 27, 2017
First Form ADV filing
Financial Partners, Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 4 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:714b1620-ec3c-2770-b5fc-0ffcf3351d3a
First observed: Feb 27, 2017
Last observed: Mar 31, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

FINANCIAL PARTNERS, LLC

CRD 170002

SANTA FE, NM

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:714b1620-ec3c-2770-b5fc-0ffcf3351d3a

Data as of Mar 31, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 9:14 PM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

PETER DENIS MURPHY

Certified Financial Planner

Santa Fe, NM | SANTA FE, NM

Silas Michael Peterson

n/a

SANTA FE, NM

n/a

Gregory A Myers

Certified Financial Planner

SANTA FE, NM

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

MURPHY, PETER, DENIS

MANAGING MEMBER

yes

01/2022

Feb 10, 2022

Aug 14, 2024

Myers, Gregory, A

Partner

yes

04/2024

Apr 8, 2024

Aug 14, 2024

Peterson, Silas, Michael

CHIEF COMPLIANCE OFFICER & PARTNER

yes

07/2023

Aug 11, 2023

Aug 14, 2024

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 31, 2026

$182M

n/a

2024

Mar 19, 2025

$146M

n/a

2023

Feb 20, 2024

$121M

n/a

2022

Jan 23, 2023

$99.5M

n/a

2021

Feb 10, 2022

$110M

$10.0M

n/a

2020

Jan 12, 2021

$190M

n/a

2019

Feb 10, 2020

$168M

n/a

2018

Jan 22, 2019

$138M

n/a

2017

Feb 6, 2018

$127M

$32.4M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$182M

$146M

24.8%

$99.5M

22.2%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

ALTAMIRA FINANCIAL GROUP, LLC

Jan 3, 2022

Jan 7, 2022

SANTA FE, NM

Firm absorbed

RIA to new firm

60.0%