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RIA / WealthAdvisordual registered (broker-dealer)33 years in industry

JANE CARLA DESMOND

Advisor at AMERIPRISE FINANCIAL SERVICES, LLC

Garden City, NY | East Hampton, NY | Naples, FL | Water Mill, NY

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Search this name across graphsid dfx:ria:e81354e8-d5cd-2cc4-8746-a348778e5b7c

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 12:12 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: May 7, 1996 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: AMERIPRISE FINANCIAL SERVICES, LLC
Current firm class: national broker-dealer RIAderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: May 21, 1993earliest registration or exam on IAPD
Years in industry: 33derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Exams: S63|S65
First exam: May 21, 1993
First registration: May 7, 1996
Dual registered: yes, broker-dealer
Other names: JANE CARLA DIBELLA
IAPD individual key: 1041450

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
AMERIPRISE FINANCIAL SERVICES, LLC	National bd RIA	Jun 20, 2025	n/a	yes	Naples, FL\|East Hampton, NY\|Garden City, NY\|Water Mill, NY	Current employment
OSAIC WEALTH, INC.	Bd affiliated wealth	Oct 11, 2024	Jun 30, 2025	no	SCOTTSDALE, AZ\|NEW YORK, NY	Previous registration
AMERICAN PORTFOLIOS ADVISORS, INC	Former SEC adviser	Oct 7, 2004	Oct 11, 2024	no	HOLBROOK, NY	Previous registration
NATHAN & LEWIS SECURITIES, INC.	n/a	May 7, 1996	Jul 23, 2003	no	NEW YORK, NY	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
OSAIC WEALTH, INC.	AMERIPRISE FINANCIAL SERVICES, LLC	Jun 30, 2025	Jun 20, 2025	-10	Firm change	Ibd to ibd
AMERICAN PORTFOLIOS ADVISORS, INC	OSAIC WEALTH, INC.	Oct 11, 2024	Oct 11, 2024	0	Bulk transfer	Ibd to ibd
NATHAN & LEWIS SECURITIES, INC.	AMERICAN PORTFOLIOS ADVISORS, INC	Jul 23, 2003	Oct 7, 2004	442	Firm change after gap	Other

Relationships

Registered with (4)

→ AMERIPRISE FINANCIAL SERVICES, LLCRegistered adviserregistration: current employment
Jun 20, 2025 to presentfactForm ADV
→ OSAIC WEALTH, INC.Registered adviserregistration: previous registration
Oct 11, 2024 to Jun 30, 2025factForm ADV
→ AMERICAN PORTFOLIOS ADVISORS, INCRegistered adviserregistration: previous registration
Oct 7, 2004 to Oct 11, 2024factForm ADV
→ NATHAN & LEWIS SECURITIES, INC.Registered adviserregistration: previous registration
May 7, 1996 to Jul 23, 2003factForm ADV

Dated events

Occurred
Jun 30, 2025
Advisor changed firm
Jane Carla Desmond left Osaic Wealth, Inc. for Ameriprise Financial Services, Llc (registered 2025-06-20)
Form ADVobserved 5 days ago