J••• C•••• D••••••

• A••••••••• F•••••••• S•••••••• L•• national BD current
  since Jun 20, 2025 · Naples, Fl
• O•••• W•••••• I••• BD affiliated
  Oct 11, 2024 to Jun 30, 2025 · Scottsdale, Az
• A••••••• P••••••••• A•••••••• I•• former
  Oct 7, 2004 to Oct 11, 2024 · Holbrook, Ny
• N••••• • L•••• S••••••••• I••• unclassified
  May 7, 1996 to Jul 23, 2003 · New York, Ny

• O•••• W•••••• I••• to A••••••••• F•••••••• S•••••••• L••
  left Jun 30, 2025, registered Jun 20, 2025 (-10 days) · Affiliated broker-dealer or bank to another
• A••••••• P••••••••• A•••••••• I•• to O•••• W•••••• I•••
  left Oct 11, 2024, registered Oct 11, 2024 (0 days) · corporate re-registration, not a move
• N••••• • L•••• S••••••••• I••• to A••••••• P••••••••• A•••••••• I••
  left Jul 23, 2003, registered Oct 7, 2004 (442 days) · Other

• J••• C•••• D•••••• left O•••• W•••••• I••• for A••••••••• F•••••••• S•••••••• L•• (registered 2025-06-20)
  Jun 30, 2025 · Advisor changed firm · fact

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

National broker-dealer RIAderived

Years in industry

33derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address