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RIA / WealthAdvisordual registered (broker-dealer)25 years in industry

STEPHANIE CHRISTIN GROSCHUP

Advisor at NEWEDGE ADVISORS

NEW ORLEANS, LA | Dallas, TX

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Search this name across graphsid dfx:ria:e83b32ee-695f-e427-5c3e-adea137db9b5

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 12:52 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Mar 2, 2001 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: NEWEDGE ADVISORS
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Mar 1, 2001earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 3
Exams: S66
First exam: Mar 1, 2001
First registration: Mar 2, 2001
Dual registered: yes, broker-dealer
IAPD individual key: 4326390

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
NEWEDGE ADVISORS	Bd affiliated wealth	Nov 1, 2021	n/a	yes	Dallas, TX\|NEW ORLEANS, LA	Current employment
MID ATLANTIC FINANCIAL MANAGEMENT, INC.	Former SEC adviser	Oct 15, 2010	Nov 1, 2021	no	DALLAS, TX\|DALLAS, TX\|DALLAS, TX\|PITTSBURGH, PA	Previous registration
WELLS FARGO ADVISORS	Wirehouse	Nov 19, 2008	Oct 18, 2010	no	DALLAS, TX\|GARLAND, TX\|ADDISON, TX\|GARLAND, TX	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Mar 2, 2001	Nov 17, 2008	no	DALLAS, TX\|DALLAS, TX	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
MID ATLANTIC FINANCIAL MANAGEMENT, INC.	NEWEDGE ADVISORS	Nov 1, 2021	Nov 1, 2021	0	Bulk transfer	Ibd to ibd
WELLS FARGO ADVISORS	MID ATLANTIC FINANCIAL MANAGEMENT, INC.	Oct 18, 2010	Oct 15, 2010	-3	Firm change	Other
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	WELLS FARGO ADVISORS	Nov 17, 2008	Nov 19, 2008	2	Firm change	Wirehouse to wirehouse

Relationships

Registered with (4)

→ NEWEDGE ADVISORSRegistered adviserregistration: current employment
Nov 1, 2021 to presentfactForm ADV
→ MID ATLANTIC FINANCIAL MANAGEMENT, INC.Registered adviserregistration: previous registration
Oct 15, 2010 to Nov 1, 2021factForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Nov 19, 2008 to Oct 18, 2010factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Mar 2, 2001 to Nov 17, 2008factForm ADV

Dated events

No dated event names this entity yet.