DFX Intelligence
Data Factory
Reading the graph
Reading the graph
Advisor at WELLS FARGO ADVISORS
SEATTLE, WA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | Wirehouse | Jan 1, 2008 | n/a | yes | SEATTLE, WA | Current employment |
| A. G. EDWARDS & SONS, INC. | n/a | Apr 18, 2007 | Jan 1, 2008 | no | ST. LOUIS, MO|SEATTLE, WA | Previous registration |
| A. G. EDWARDS & SONS, INC. | n/a | Mar 19, 2003 | Mar 30, 2006 | no | SEATTLE, WA | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Jul 3, 1990 | Feb 19, 2003 | no | BELLEVUE, WA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| A. G. EDWARDS & SONS, INC. | WELLS FARGO ADVISORS | Jan 1, 2008 | Jan 1, 2008 | 0 | Bulk transfer | Other |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | A. G. EDWARDS & SONS, INC. | Feb 19, 2003 | Mar 19, 2003 | 28 | Firm change | Other |