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Registered advisor
C••••••••• W••••• B••••
Feed of 09/14/2026
Also filed as Chris Black
At current firm
18 y
since Jan 1, 2008
In the industry
38 y
since Aug 29, 1988 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- W•••• F•••• A••••••• wirehouse currentsince Jan 1, 2008 · Seattle, Wa
- A• G• E•••••• • S•••• I••• unclassifiedApr 18, 2007 to Jan 1, 2008 · St. Louis, Mo
- A• G• E•••••• • S•••• I••• unclassifiedMar 19, 2003 to Mar 30, 2006 · Seattle, Wa
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseJul 3, 1990 to Feb 19, 2003 · Bellevue, Wa
Moves
a registration end followed by a registration begin elsewhere
- A• G• E•••••• • S•••• I••• to W•••• F•••• A•••••••left Jan 1, 2008, registered Jan 1, 2008 (0 days) · corporate re-registration, not a move
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to A• G• E•••••• • S•••• I•••left Feb 19, 2003, registered Mar 19, 2003 (28 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 38derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address